ScalingStacks

7.3. Paths

7.3.1. Admissible paths

Let ZZ be a curve.

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Definition 7.3.1. An oriented path γ\gamma in ZZ is defined to be a path whose restriction to γ−1​(Zo−Ze​x​c)\gamma^{-1}(Z_{o}-Z_{exc}) is compatible (non strictly) with the orientation.

Let us note some basics facts about oriented paths.

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Properties 7.3.2. Let γ\gamma be a non-constant oriented path in ZZ.

  • (1)

    We have γ⁡([0,1])∩Zo=supp⁡([γ])∩Zo\gamma([0,1])\cap Z_{o}=\operatorname{supp}\nolimits([\gamma])\cap Z_{o} and γ⁡([0,1])∩Zu\gamma([0,1])\cap Z_{u} is contained in the union of the connected components of ZuZ_{u} that have a non-empty intersection with supp⁡([γ])\operatorname{supp}\nolimits([\gamma]).

  • (2)

    If γ\gamma is homotopic to a constant path, then it is contained in ZuZ_{u} (as γ⁡([0,1])\gamma([0,1]) is contractible).

  • (3)

    There are unique real numbers 0=t0<t1<⋯<tr=10=t_{0}<t_{1}<\cdots<t_{r}=1 such that

    • –

      given 0≤i<r0\leq i<r, there are {j,k}={i,i+1}\{j,k\}=\{i,i+1\} with the property that γ⁡([tj,tj+1])⊆Zu\gamma([t_{j},t_{j+1}])\subseteq Z_{u} (if j<rj<r) and γ⁡([tk,tk+1])⊆Z¯o\gamma([t_{k},t_{k+1}])\subseteq\bar{Z}_{o} (if k<rk<r) (cf Lemma 7.1.16 for E=Zu∩Z¯oE=Z_{u}\cap\bar{Z}_{o}).

    • –

      given 0<i<r0<i<r and ε>0\varepsilon>0 such that γ⁡([ti,ti+ε])⊂Zu∩Z¯o\gamma([t_{i},t_{i}+\varepsilon])\subset Z_{u}\cap\bar{Z}_{o}, we have γ⁡([ti,ti+1])⊈Z¯o\gamma([t_{i},t_{i+1}]){\not\subseteq}\bar{Z}_{o}

    • –

      given 0<i<r0<i<r and ε>0\varepsilon>0 such that γ⁡([ti−ε,ti])⊂Zu∩Z¯o\gamma([t_{i}-\varepsilon,t_{i}])\subset Z_{u}\cap\bar{Z}_{o}, we have γ⁡([ti−1,ti])⊈Z¯o\gamma([t_{i-1},t_{i}]){\not\subseteq}\bar{Z}_{o}.

    The sequence [γ|[t0,t1]],…,[γ|[tr−1,tr]][\gamma_{|[t_{0},t_{1}]}],\ldots,[\gamma_{|[t_{r-1},t_{r}]}] depends only on [γ][\gamma].

  • (4)

    Consider homotopy classes of oriented paths ζ1\zeta_{1}, ζ2\zeta_{2} and ζ3\zeta_{3} with [γ]=ζ3∘ζ2∘ζ1[\gamma]=\zeta_{3}\circ\zeta_{2}\circ\zeta_{1}. If supp⁡(ζ2)\operatorname{supp}\nolimits(\zeta_{2}) is contained in Zo¯\overline{Z_{o}} but not in ZuZ_{u}, then there are 0≤t1≤t2≤10\leq t_{1}\leq t_{2}\leq 1 such that [γ|[0,t1]]=ζ1[\gamma_{|[0,t_{1}]}]=\zeta_{1}, [γ|[t1,t2]]=ζ2[\gamma_{|[t_{1},t_{2}]}]=\zeta_{2} and [γ|[t2,1]]=ζ3[\gamma_{|[t_{2},1]}]=\zeta_{3}.

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Lemma 7.3.3. Let γ\gamma be a path in ZZ. The following conditions are equivalent:

  • (i)

    γ\gamma lifts to a path in the non-singular cover of ZZ

  • (ii)

    given z∈Ze​x​cz\in Z_{exc}, given a small open neighbourhood UU of zz in ZoZ_{o} and given KK a connected component of γ−1​(z)\gamma^{-1}(z), the set of L∈π0​(U−{z})L\in\pi_{0}(U-\{z\}) with K∩γ−1​(L)¯≠∅K\cap\overline{\gamma^{-1}(L)}\neq\emptyset is contained in an orbit of ι\iota.

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Proof. Let Z^\hat{Z} be the non-singular cover of ZZ and q:Z^→Zq:\hat{Z}\to Z be the quotient map.

Assume (i). Consider zz, UU, KK as in the lemma and let γ^\hat{\gamma} be a lift of γ\gamma. Consider Li∈π0​(U−{z})L_{i}\in\pi_{0}(U-\{z\}) with K∩γ−1​(Li)¯≠∅K\cap\overline{\gamma^{-1}(L_{i})}\neq\emptyset for i∈{1,2}i\in\{1,2\}. We have γ^​(K)⊂q−1​(Li)¯\hat{\gamma}(K)\subset\overline{q^{-1}(L_{i})}. Consequently, we have q−1​(L1)¯∩q−1​(L2)¯≠∅\overline{q^{-1}(L_{1})}\cap\overline{q^{-1}(L_{2})}\neq\emptyset. If L1L_{1} and L2L_{2} are not in the same ι\iota-orbit, then q−1​(L1)¯\overline{q^{-1}(L_{1})} and q−1​(L2)¯\overline{q^{-1}(L_{2})} are in distinct connected components of q−1​(U)¯\overline{q^{-1}(U)}, a contradiction. So, (ii) holds.

Assume (ii). Since lifts of non-identity paths are unique if they exist (Lemma 7.1.20), it is enough to show the existence of lifts locally on ZZ. This is clear for a small open neighbourhood of a point of Z−Ze​x​cZ-Z_{exc}. Consider now z∈Ze​x​cz\in Z_{exc} and a small open neighbourhood UU of zz in ZoZ_{o}. Let KK be a connected component of γ−1​(z)\gamma^{-1}(z) and let WW be the connected component of γ−1​(U)\gamma^{-1}(U) containing KK. There is L∈π0​(U−{z})L\in\pi_{0}(U-\{z\}) such that γ⁡(W)⊂L∪{z}∪ι⁡(L)\gamma(W)\subset L\cup\{z\}\cup\iota(L). Since qq splits over L∪{z}∪ι⁡(L)L\cup\{z\}\cup\iota(L), it follows that the restriction of γ\gamma to WW lifts to Z^\hat{Z}. ∎

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Definition 7.3.4. We say that a path γ\gamma in ZZ is smooth if it satisfies the equivalent conditions of Lemma 7.3.3.

We say that a path γ\gamma in ZZ is admissible if it is oriented and smooth.

We say that a homotopy class of paths is smooth (resp. admissible, resp. oriented) if it contains a smooth (resp. an admissible, resp. an oriented) path.

Let us note some basic properties of smooth and admissible paths and classes.

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Properties 7.3.5.

  • (1)

    A path is smooth if and only if its inverse is smooth.

  • (2)

    A smooth path is contained in a component of ZZ.

  • (3)

    Every admissible path γ\gamma is homotopic to a minimal admissible path via a homotopy involving only admissible paths contained in the support of γ\gamma (cf Lemma 7.1.18).

  • (4)

    A minimal path in a smooth (resp. admissible) homotopy class is smooth (resp. admissible).

  • (5)

    An oriented path is admissible if and only if its homotopy class is admissible (Lemma 7.1.16 provides a minimal oriented path γm​i​n\gamma_{min} homotopic to a given oriented path γ\gamma with the property that γ\gamma is admissible if γm​i​n\gamma_{min} is admissible, hence we obtain the desired equivalence by (4) above).

  • (6)

    Given two oriented homotopy classes of paths α\alpha and β\beta with α∘β\alpha\circ\beta admissible, then α\alpha and β\beta are admissible (cf (5) above).

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Definition 7.3.6. Given two smooth non-identity homotopy classes of paths ζ1\zeta_{1} and ζ2\zeta_{2} contained in the same component of ZZ, there is a unique ε∈{±1}\varepsilon\in\{\pm 1\} such that there is a minimal smooth path γ\gamma in ZZ with the property that ζ1\zeta_{1} and ζ2ε\zeta_{2}^{\varepsilon} are equal to the classes of restrictions of γ\gamma. We say that ζ1\zeta_{1} and ζ2\zeta_{2} have the same orientation (resp. opposite orientation) if ε=1\varepsilon=1 (resp. ε=−1\varepsilon=-1).

Note that ZoppZ^{\operatorname{opp}\nolimits} and ZZ have the same smooth paths. Note also that the notion of “opposite orientation” does not depend on the orientation of ZZ.

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Remark 7.3.7. Assume X⊂𝐑NX\subset{\mathbf{R}}^{N} is obtained by the construction of Remark 7.2.5. A homotopy class of paths in XX is smooth if and only if it contains a path γ\gamma such that the composition [0,1]→𝛾X↪𝐑N[0,1]\xrightarrow{\gamma}X\hookrightarrow{\mathbf{R}}^{N} is a smooth immersion.

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Example 7.3.8. We give below some examples of paths. The top and bottom paths are admissible, while the middle one is not. The left and middle columns describe the path in the singular curve, while the right column describes the lifted path (if it exists) in the non-singular cover.

In the middle and right columns, and throughout the paper, we depict paths γ\gamma using their time-reversed graphs, so that γ⁡(0)\gamma(0) is on the right and γ⁡(1)\gamma(1) is on the left.

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7.3.2. Pointed category of admissible paths

We now define a category associated with admissible paths.

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Definition 7.3.9. We define 𝒮∙​(Z,1){\mathcal{S}}^{\bullet}(Z,1) to be the pointed category with object set ZZ, with

Hom𝒮∙​(Z,1)(x,y)={0}⊔{admissible homotopy classes of paths x→y}\operatorname{Hom}\nolimits_{{\mathcal{S}}^{\bullet}(Z,1)}(x,y)=\{0\}\sqcup\{\text{admissible homotopy classes of paths }x\to y\}

and

α​β={α∘β if ​α∘β​ is admissible0 otherwise.\alpha\beta=\begin{cases}\alpha\circ\beta&\text{ if }\alpha\circ\beta\text{ is admissible}\\ 0&\text{ otherwise.}\end{cases}
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Remark 7.3.10. Consider Πo​(Z)\Pi_{o}(Z) the category with objects the points of ZZ and arrows the oriented homotopy classes of paths, a subcategory of Π⁡(Z)\Pi(Z). We define a 𝐙≥0{\mathbf{Z}}_{\geq 0}-filtration on Πo​(Z)\Pi_{o}(Z) by defining a class ζ\zeta to have degree ≤d\leq d if it is the product of d+1d+1 admissible homotopy classes of paths. The category 𝒮∙​(Z,1){\mathcal{S}}^{\bullet}(Z,1) is isomorphic to the degree 00 part of gr⁡Πo​(Z){\operatorname{gr}\nolimits}\Pi_{o}(Z).

Note finally that if ZZ is non-singular, then 𝒮∙​(Z,1){\mathcal{S}}^{\bullet}(Z,1) is the pointed category associated to Πo​(Z)\Pi_{o}(Z).

We put 𝒮⁡(Z,1)=𝐅2​[𝒮∙​(Z,1)]{\mathcal{S}}(Z,1)={\mathbf{F}}_{2}[{\mathcal{S}}^{\bullet}(Z,1)].

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Example 7.3.11. We describe below some examples of products in 𝒮∙​(Z,1){\mathcal{S}}^{\bullet}(Z,1). Here ZZ is the third singular curve of example 7.2.11 and the paths are drawn in the smooth cover.

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7.3.3. Central extension

Let L⁡(Z)=(⨁c∈T⁡(Z)𝐙​ec)/(⨁c∈T⁡(Z)𝐙⁡(ec+eι⁡(c)))L(Z)=(\bigoplus_{c\in T(Z)}{\mathbf{Z}}e_{c})/(\bigoplus_{c\in T(Z)}{\mathbf{Z}}(e_{c}+e_{\iota(c)})). We define a bilinear map ⟨−,−⟩:R⁡(Z)×R⁡(Z)→L⁡(Z)\langle-,-\rangle:R(Z)\times R(Z)\to L(Z) by

⟨α,β⟩=12​∑c∈T⁡(Z)(mι⁡(c)−mc)​(α)⋅(mc+mι⁡(c))​(β)​ec.\langle\alpha,\beta\rangle=\frac{1}{2}\sum_{c\in T(Z)}(m_{\iota(c)}-m_{c})(\alpha)\cdot(m_{c}+m_{\iota(c)})(\beta)e_{c}.

Note that (mc+mι⁡(c))​(β)=0(m_{c}+m_{\iota(c)})(\beta)=0 for all but finitely many cc’s, hence the sum above is finite. More precisely, let ζ\zeta be a non-identity homotopy class of paths in ZZ. We have ζ⁡(0+)≠ζ⁡(1−)\zeta(0+)\neq\zeta(1-) and

(7.3.1) (mc+mι⁡(c))​(ζ)={1if ​c∈{ζ⁡(0+)∪ι⁡(ζ⁡(0+))}​ and ​c∉{ζ⁡(1−)∪ι⁡(ζ⁡(1−))}−1if ​c∈{ζ⁡(1−)∪ι⁡(ζ⁡(1−))}​ and ​c∉{ζ⁡(0+)∪ι⁡(ζ⁡(0+))}0otherwise.(m_{c}+m_{\iota(c)})(\zeta)=\begin{cases}1&\text{if }c\in\{\zeta(0+)\cup\iota(\zeta(0+))\}\text{ and }c{\not\in}\{\zeta(1-)\cup\iota(\zeta(1-))\}\\ -1&\text{if }c\in\{\zeta(1-)\cup\iota(\zeta(1-))\}\text{ and }c{\not\in}\{\zeta(0+)\cup\iota(\zeta(0+))\}\\ 0&\text{otherwise.}\end{cases}

If ζ\zeta is admissible and non-identity, then ζ⁡(1−)≠ζ⁡(0+)\zeta(1-)\neq\zeta(0+), hence

⟨α,⟦ζ⟧⟩=(mι⁡(ζ⁡(0+)CLOSE−mζ⁡(0+))​(α)​eζ⁡(0+)−(mι⁡(ζ⁡(1−)CLOSE−mζ⁡(1−))​(α)​eζ⁡(1−).\langle\alpha,\llbracket\zeta\rrbracket\rangle=(m_{\iota(\zeta(0+)}-m_{\zeta(0+)})(\alpha)e_{\zeta(0+)}-(m_{\iota(\zeta(1-)}-m_{\zeta(1-)})(\alpha)e_{\zeta(1-)}.

We define a group Γ′​(Z)\Gamma^{\prime}(Z), a central extension of R⁡(Z)R(Z) by L⁡(Z)L(Z). The set of elements of Γ′​(Z)\Gamma^{\prime}(Z) is L⁡(Z)×R⁡(Z)L(Z)\times R(Z) and the multiplication is given by

(m,α)​(n,β)=(m+n+⟨α,β⟩,α+β).(m,\alpha)(n,\beta)=(m+n+\langle\alpha,\beta\rangle,\alpha+\beta).

We put Γ⁡(Z)=(⨁Ω∈π0​(Z)12​𝐙​eΩ)×Γ′​(Z)\Gamma(Z)=(\bigoplus_{\Omega\in\pi_{0}(Z)}\frac{1}{2}{\mathbf{Z}}e_{\Omega})\times\Gamma^{\prime}(Z).

Note that L⁡(Z)L(Z), Γ′​(Z)\Gamma^{\prime}(Z) and Γ⁡(Z)\Gamma(Z) depend only on the 11-dimensional space underlying ZZ and on ι\iota.

Let DD be a subset of T⁡(Z)T(Z) such that D∩ι⁡(D)=∅D\cap\iota(D)=\emptyset. We denote by Γ⁡(Z,D)\Gamma(Z,D) the quotient of Γ⁡(Z)\Gamma(Z) by the central subgroup generated by {ec+12​eΩ}\{e_{c}+\frac{1}{2}e_{\Omega}\}, where c∈Dc\in D and Ω\Omega is the connected component of ZZ containing cc. The canonical map ⨁Ω∈π0​(Z)12​𝐙​eΩ→Γ⁡(Z,D)\bigoplus_{\Omega\in\pi_{0}(Z)}\frac{1}{2}{\mathbf{Z}}e_{\Omega}\to\Gamma(Z,D) is injective and we identify (12​𝐙)π0​(Z)(\frac{1}{2}{\mathbf{Z}})^{\pi_{0}(Z)} with its image.

We put a partial order on Γ⁡(Z,D)\Gamma(Z,D) by setting g1≥g2g_{1}\geq g_{2} if g1​g2−1∈(12​𝐙≥0)π0​(Z)g_{1}g_{2}^{-1}\in(\frac{1}{2}{\mathbf{Z}}_{\geq 0})^{\pi_{0}(Z)}.

We define Γ¯​(Z,D)\bar{\Gamma}(Z,D) to be the quotient of Γ⁡(Z,D)\Gamma(Z,D) by the central subgroup generated by 12​eΩ−12​eΩ′\frac{1}{2}e_{\Omega}-\frac{1}{2}e_{\Omega^{\prime}} for Ω,Ω′∈π0​(Z)\Omega,\Omega^{\prime}\in\pi_{0}(Z).

The image of (12​𝐙≥0)π0​(Z)(\frac{1}{2}{\mathbf{Z}}_{\geq 0})^{\pi_{0}(Z)} in Γ¯​(Z,D)\bar{\Gamma}(Z,D) is 12​𝐙\frac{1}{2}{\mathbf{Z}} (where 12​eΩ↦12\frac{1}{2}e_{\Omega}\mapsto\frac{1}{2}). Let r∈12​𝐙r\in\frac{1}{2}{\mathbf{Z}}. We still denote by rr the image of rr in Γ¯​(Z,D)\bar{\Gamma}(Z,D). Given x∈Γ¯​(Z,D)x\in\bar{\Gamma}(Z,D), we put x+r=x⋅r=r⋅xx+r=x\cdot r=r\cdot x.

We define a partial order on Γ¯​(Z,D)\bar{\Gamma}(Z,D) by setting g1≥g2g_{1}\geq g_{2} if g1​g2−1∈12​𝐙≥0g_{1}g_{2}^{-1}\in\frac{1}{2}{\mathbf{Z}}_{\geq 0}.

Given z∈Zoz\in Z_{o}, we denote by C​(z)+C(z)^{+} the set of c∈C⁡(z)c\in C(z) such that there is an oriented path γ\gamma in ZZ with mc+​(γ)=1m_{c}^{+}(\gamma)=1. Note that C⁡(z)=C​(z)+​∐ι⁡(C​(z)+)C(z)=C(z)^{+}\coprod\iota(C(z)^{+}). Note also that given ζ\zeta an oriented homotopy class of paths in ZZ, we have

(7.3.2) mc​(ζ)​ec+mι⁡(c)​(ζ)​eι⁡(c)=(mc+​(ζ)+mι⁡(c)−​(ζ))​ec​ for ​z∈Zo​ and ​c∈C​(z)+.m_{c}(\zeta)e_{c}+m_{\iota(c)}(\zeta)e_{\iota(c)}=(m_{c}^{+}(\zeta)+m_{\iota(c)}^{-}(\zeta))e_{c}\text{ for }z\in Z_{o}\text{ and }c\in C(z)^{+}.

Given EE a subset of ZoZ_{o}, we put E+=∐z∈EC​(z)+E^{+}=\coprod_{z\in E}C(z)^{+}.

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Remark 7.3.12. Fix an orientation of each component of ZZ (forgetting about the already given orientation of OPENZo)Z_{o}) and define Z+⊂T⁡(Z)Z^{+}\subset T(Z) to be the set of pairs (z,c)(z,c) such that there is an oriented path γ\gamma in ZZ (for the given new orientation) with mc+​(γ)=1m_{c}^{+}(\gamma)=1.

There is a quotient map L⁡(Z)→𝐙π0​(Z)L(Z)\to{\mathbf{Z}}^{\pi_{0}(Z)} given by ec↦eΩe_{c}\mapsto e_{\Omega} for all s∈Ωs\in\Omega and (z,c)∈Z+(z,c)\in Z^{+}. Let us show that the bilinear form R⁡(Z)×R⁡(Z)→𝐙π0​(Z)R(Z)\times R(Z)\to{\mathbf{Z}}^{\pi_{0}(Z)} obtained by composing ⟨−,−⟩\langle-,-\rangle with this quotient map is antisymmetric. Let γ\gamma and γ′\gamma^{\prime} be two injective oriented paths in ZZ (for the given new orientation). If the supports of γ\gamma and γ′\gamma^{\prime} are disjoint, then ⟨⟦γ⟧,⟦γ′⟧⟩=0\langle\llbracket\gamma\rrbracket,\llbracket\gamma^{\prime}\rrbracket\rangle=0. We have ⟨⟦γ⟧,⟦γ⟧⟩=−eγ⁡(0+)−eγ⁡(1−)\langle\llbracket\gamma\rrbracket,\llbracket\gamma\rrbracket\rangle=-e_{\gamma(0+)}-e_{\gamma(1-)}. If γ⁡([0,1])∩γ′​([0,1])={γ⁡(1)}\gamma([0,1])\cap\gamma^{\prime}([0,1])=\{\gamma(1)\}, then

⟨⟦γ⟧,⟦γ′⟧⟩=−eγ′​(0+)​ and ​⟨⟦γ⟧,⟦γ′⟧⟩=−eγ⁡(1−).\langle\llbracket\gamma\rrbracket,\llbracket\gamma^{\prime}\rrbracket\rangle=-e_{\gamma^{\prime}(0+)}\text{ and }\langle\llbracket\gamma\rrbracket,\llbracket\gamma^{\prime}\rrbracket\rangle=-e_{\gamma(1-)}.

We deduce the antisymmetry statement.

Let MM be a subset of ZZ. We denote by LM​(Z)L_{M}(Z) the subgroup of L⁡(Z)L(Z) generated by elements ece_{c} with pt⁡(c)∈M\mathrm{pt}(c)\in M. The restriction of the pairing ⟨−,−⟩\langle-,-\rangle to RM​(Z)×RM​(Z)R_{M}(Z)\times R_{M}(Z) takes values in LM​(Z)L_{M}(Z) and we denote by ΓM′​(Z)\Gamma^{\prime}_{M}(Z) the subgroup of ΓM′​(Z)\Gamma^{\prime}_{M}(Z) with elements (m,α)(m,\alpha) where m∈LM​(Z)m\in L_{M}(Z) and α∈RM​(Z)\alpha\in R_{M}(Z). Finally, we define ΓM​(Z)\Gamma_{M}(Z) as the subgroup (⨁Ω∈π0​(Z),M∩Ω≠∅12​𝐙​eΩ)×ΓM′​(Z)(\bigoplus_{\Omega\in\pi_{0}(Z),\ M\cap\Omega\neq\emptyset}\frac{1}{2}{\mathbf{Z}}e_{\Omega})\times\Gamma^{\prime}_{M}(Z) of Γ⁡(Z)\Gamma(Z).

We denote by ΓM​(Z,D)\Gamma_{M}(Z,D) (resp. Γ¯M​(Z,D)\bar{\Gamma}_{M}(Z,D)) the image of ΓM​(Z)\Gamma_{M}(Z) in Γ⁡(Z,D)\Gamma(Z,D) (resp. Γ¯​(Z,D)\bar{\Gamma}(Z,D)).

If M⊂ZoM\subset Z_{o}, we put ΓM+​(Z)=ΓM​(Z,M+)\Gamma_{M^{+}}(Z)=\Gamma_{M}(Z,M^{+}).

7.3.4. Functoriality

Let f:Z→Z′f:Z\to Z^{\prime} be a morphism of curves.

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Lemma 7.3.13. Let ζ\zeta be a homotopy class of paths in ZZ. The class f⁡(ζ)f(\zeta) is smooth if and only if ζ\zeta is smooth. If ζ\zeta is admissible, then f⁡(ζ)f(\zeta) is admissible.

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Proof. Given γ\gamma an oriented path in ZZ, the path f⁡(γ)f(\gamma) is oriented. It is smooth if and only f⁡(γ)f(\gamma) is smooth. This shows that if ζ\zeta is a smooth (resp. admissible) homotopy class of paths in ZZ, then f⁡(ζ)f(\zeta) is smooth (resp. admissible).

Consider now ζ\zeta a homotopy class of paths in ZZ such that f⁡(ζ)f(\zeta) is smooth. Given γ\gamma a minimal path in ζ\zeta, then f⁡(γ)f(\gamma) is minimal (Lemma 7.1.20). Since f⁡(ζ)f(\zeta) is smooth, it follows that f⁡(γ)f(\gamma) is smooth (Properties 7.3.5(4)), hence γ\gamma is smooth and finally ζ\zeta is smooth. ∎

It follows from the previous lemma that the morphism ff induces a functor f:𝒮∙​(Z,1)→𝒮∙​(Z′,1)f:{\mathcal{S}}^{\bullet}(Z,1)\to{\mathcal{S}}^{\bullet}(Z^{\prime},1). We have constructed a functor 𝒮∙​(−,1){\mathcal{S}}^{\bullet}(-,1) from the category of curves to the category of pointed categories.

Let us state a version of Lemma 7.1.20 for morphisms of curves.

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Lemma 7.3.14. Let γ,γ′\gamma,\gamma^{\prime} be two admissible paths in ZZ. If [f⁡(γ)]=[f⁡(γ′)]≠id[f(\gamma)]=[f(\gamma^{\prime})]\neq\operatorname{id}\nolimits, then [γ]=[γ′][\gamma]=[\gamma^{\prime}]. The functor f:𝒮∙​(Z,1)→𝒮∙​(Z′,1)f:{\mathcal{S}}^{\bullet}(Z,1)\to{\mathcal{S}}^{\bullet}(Z^{\prime},1) is faithful.

Note that ff induces an injective morphism of groups f:L⁡(Z)→L⁡(Z′)f:L(Z)\to L(Z^{\prime}) and a map f:π0​(Z)→π0​(Z′)f:\pi_{0}(Z)\to\pi_{0}(Z^{\prime}).

The next lemma is an immediate consequence of Lemma 7.1.24.

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Lemma 7.3.15. Given α,β∈R⁡(Z)\alpha,\beta\in R(Z), we have ⟨f⁡(α),f⁡(β)⟩=f⁡(⟨α,β⟩)\langle f(\alpha),f(\beta)\rangle=f(\langle\alpha,\beta\rangle).

It follows from Lemmas 7.3.15 and 7.1.25 that we have a morphism of groups f:Γ⁡(Z)→Γ⁡(Z′),(r,(m,α))↦(f⁡(r),(f⁡(m),f⁡(α)))f:\Gamma(Z)\to\Gamma(Z^{\prime}),\ (r,(m,\alpha))\mapsto\bigl(f(r),(f(m),f(\alpha))\bigr) which restricts to an injective morphism of groups Γ′​(Z)→Γ′​(Z′)\Gamma^{\prime}(Z)\to\Gamma^{\prime}(Z^{\prime}).

Let DD be a subset of T⁡(Z)T(Z) such that given z∈pt⁡(D)z\in\operatorname{pt}\nolimits(D), the composition D∩pt−1⁡(z)→C⁡(z)→C⁡(z)/ιD\cap\operatorname{pt}\nolimits^{-1}(z)\to C(z)\to C(z)/\iota is bijective. The morphism f:Γ⁡(Z)→Γ⁡(Z′)f:\Gamma(Z)\to\Gamma(Z^{\prime}) induces a morphism f:Γ⁡(Z,D)→Γ⁡(Z′,f⁡(D))f:\Gamma(Z,D)\to\Gamma(Z^{\prime},f(D)). Let g,h∈Γ⁡(Z,D)g,h\in\Gamma(Z,D). If g<hg<h, then f⁡(g)<f⁡(h)f(g)<f(h). If f:π0​(Z)→π0​(Z′)f:\pi_{0}(Z)\to\pi_{0}(Z^{\prime}) is injective and f⁡(g)<f⁡(h)f(g)<f(h), then g<hg<h.

Finally, the morphism f:Γ⁡(Z,D)→Γ⁡(Z′,f⁡(D))f:\Gamma(Z,D)\to\Gamma(Z^{\prime},f(D)) induces a morphism f:Γ¯​(Z,D)→Γ¯​(Z′,f⁡(D))f:\bar{\Gamma}(Z,D)\to\bar{\Gamma}(Z^{\prime},f(D)). Given g,h∈Γ¯​(Z,D)g,h\in\bar{\Gamma}(Z,D), we have g<hg<h if and only if f⁡(g)<f⁡(h)f(g)<f(h).

Let Z1,…,ZrZ_{1},\ldots,Z_{r} be the connected components of ZZ. There are isomorphisms of groups R(Z1)×⋯×R(Zr)→∼R(Z)R(Z_{1})\times\cdots\times R(Z_{r})\mathrel{\mathop{\kern 0.0pt\to}\limits^{\sim}}R(Z) and L(Z1)×⋯×L(Zr)→∼L(Z)L(Z_{1})\times\cdots\times L(Z_{r})\mathrel{\mathop{\kern 0.0pt\to}\limits^{\sim}}L(Z) given by the inclusions Zi↪ZZ_{i}\hookrightarrow Z. They induce an isomorphism of groups

(7.3.3) Γ(Z1)×⋯×Γ(Zr)→∼Γ(Z).\Gamma(Z_{1})\times\cdots\times\Gamma(Z_{r})\mathrel{\mathop{\kern 0.0pt\to}\limits^{\sim}}\Gamma(Z).

The inclusions Zi↪ZZ_{i}\hookrightarrow Z induce pointed functors 𝒮∙​(Zi,1)→𝒮∙​(Z,1){\mathcal{S}}^{\bullet}(Z_{i},1)\to{\mathcal{S}}^{\bullet}(Z,1) and give rise to an isomorphism of pointed categories

(7.3.4) 𝒮∙​(Z1,1)∨⋯∨𝒮∙​(Zr,1)→∼𝒮∙​(Z,1).{\mathcal{S}}^{\bullet}(Z_{1},1)\vee\cdots\vee{\mathcal{S}}^{\bullet}(Z_{r},1)\mathrel{\mathop{\kern 0.0pt\to}\limits^{\sim}}{\mathcal{S}}^{\bullet}(Z,1).

7.3.5. Pullback

Let f:Z→Z′f:Z\to Z^{\prime} be a morphism of curves. We define a non-multiplicative “functor” f#:add⁡(𝒮⁡(Z′,1))→add⁡(𝒮⁡(Z,1))f^{\#}:\operatorname{add}\nolimits({\mathcal{S}}(Z^{\prime},1))\to\operatorname{add}\nolimits({\mathcal{S}}(Z,1)). It commutes with coproducts but is not a functor, i.e., it is not compatible with composition for a general ff. We put f#​(z′)=∐z∈f−1​(z′)zf^{\#}(z^{\prime})=\coprod_{z\in f^{-1}(z^{\prime})}z. Given ζ′∈Hom𝒮∙​(Z′,1)⁡(z1′,z2′)\zeta^{\prime}\in\operatorname{Hom}\nolimits_{{\mathcal{S}}^{\bullet}(Z^{\prime},1)}(z^{\prime}_{1},z^{\prime}_{2}) non-zero, we define f#​(ζ′)f^{\#}(\zeta^{\prime}) to be

  • •

    id\operatorname{id}\nolimits if ζ′=id\zeta^{\prime}=\operatorname{id}\nolimits

  • •

    00 if ζ′\zeta^{\prime} does not lift to an admissible class of paths in ZZ

  • •

    the composition

    ∐z∈f−1​(z1′)z→projectionz1→𝜁z2→inclusion∐z∈f−1​(z2′)z\coprod_{z\in f^{-1}(z^{\prime}_{1})}z\xrightarrow{\text{projection}}z_{1}\xrightarrow{\zeta}z_{2}\xrightarrow{\text{inclusion}}\coprod_{z\in f^{-1}(z^{\prime}_{2})}z

    where ζ:z1→z2\zeta:z_{1}\to z_{2} is the unique lift of ζ′\zeta^{\prime}, otherwise (cf Lemma 7.3.14).

We denote by f−1​(ζ′)f^{-1}(\zeta^{\prime}) the set of admissible lifts of ζ′\zeta^{\prime}. We have f#​(ζ′)=∑ζ∈f−1​(ζ′)ζf^{\#}(\zeta^{\prime})=\sum_{\zeta\in f^{-1}(\zeta^{\prime})}\zeta.

Given ζ1′∈Hom𝒮∙​(Z′,1)⁡(z1′,z2′)\zeta^{\prime}_{1}\in\operatorname{Hom}\nolimits_{{\mathcal{S}}^{\bullet}(Z^{\prime},1)}(z^{\prime}_{1},z^{\prime}_{2}) and ζ2′∈Hom𝒮∙​(Z′,1)⁡(z2′,z3′)\zeta^{\prime}_{2}\in\operatorname{Hom}\nolimits_{{\mathcal{S}}^{\bullet}(Z^{\prime},1)}(z^{\prime}_{2},z^{\prime}_{3}) such that f#​(ζ1′)≠0f^{\#}(\zeta^{\prime}_{1})\neq 0 and f#​(ζ2′)≠0f^{\#}(\zeta^{\prime}_{2})\neq 0, we have f#​(ζ2′)​f#​(ζ1′)=f#​(ζ2′​ζ1′)f^{\#}(\zeta^{\prime}_{2})f^{\#}(\zeta^{\prime}_{1})=f^{\#}(\zeta^{\prime}_{2}\zeta^{\prime}_{1}) (cf Lemma 7.3.13).

Given f′:Z′→Z′′f^{\prime}:Z^{\prime}\to Z^{\prime\prime} a morphism of curves, we have (f′​f)#=f#​f′#(f^{\prime}f)^{\#}=f^{\#}f^{\prime\#}.

0PA4

Lemma 7.3.16. Let γ′\gamma^{\prime} be a smooth path in Z′Z^{\prime}. Consider the following assertions:

  1. (1)

    γ′\gamma^{\prime} lifts to a smooth path in ZZ

  2. (2)

    γ′​([0,1])⊂f⁡(Z)\gamma^{\prime}([0,1])\subset f(Z).

  3. (3)

    [γ′][\gamma^{\prime}] lifts to a smooth homotopy class in ZZ

  4. (4)

    supp⁡([γ′])⊂f⁡(Z)\operatorname{supp}\nolimits([\gamma^{\prime}])\subset f(Z).

We have (1)⇔(2)⇒(3)⇔(4)(1)\Leftrightarrow(2)\Rightarrow(3)\Leftrightarrow(4).

Assume ff is strict. Then (3)⇒(2)(3)\Rightarrow(2). Furthermore, if γ′\gamma^{\prime} is admissible and it lifts to a smooth path in ZZ, then that path is admissible.

0PA5

Proof. The implications (1)⇒(2)(1)\Rightarrow(2), (1)⇒(3)⇒(4)(1)\Rightarrow(3)\Rightarrow(4) are clear. We can assume that γ′\gamma^{\prime} is not constant, for otherwise the other implications are trivial.

Assume (2)(2). Let f^:Z^→Z^′\hat{f}:\hat{Z}\to\hat{Z}^{\prime} be the map between non-singular covers corresponding to ff. Since γ′\gamma^{\prime} is smooth, it lifts uniquely to a path γ^′\hat{\gamma}^{\prime} on Z^′\hat{Z}^{\prime} and γ^′​([0,1])⊂f^​(Z^)\hat{\gamma}^{\prime}([0,1])\subset\hat{f}(\hat{Z}). Since f^\hat{f} is an open embedding, it follows that γ^′\hat{\gamma}^{\prime} is the image of a path of Z^\hat{Z}. Its image in ZZ is a smooth path that lifts γ′\gamma^{\prime}, hence (1)(1) holds.

Assume (4)(4). Let γ0′\gamma^{\prime}_{0} be a minimal smooth path homotopic to γ′\gamma^{\prime} (cf Properties 7.3.5(4)). We have γ0′​([0,1])=supp⁡([γ′])⊂f⁡(Z)\gamma^{\prime}_{0}([0,1])=\operatorname{supp}\nolimits([\gamma^{\prime}])\subset f(Z), hence γ0′\gamma^{\prime}_{0} lifts to a smooth path in ZZ. So (3)(3) holds.

Assume (3)(3) and ff is strict. Note that γ′​([0,1])∩Zo′=supp⁡([γ′])∩Zo′\gamma^{\prime}([0,1])\cap Z^{\prime}_{o}=\operatorname{supp}\nolimits([\gamma^{\prime}])\cap Z^{\prime}_{o} and γ′​([0,1])∩Zu′\gamma^{\prime}([0,1])\cap Z^{\prime}_{u} is contained in the union of the connected components of Zu′Z^{\prime}_{u} that have a non-empty intersection with supp⁡([γ′])\operatorname{supp}\nolimits([\gamma^{\prime}]) (Properties 7.3.2(1)). Since f⁡(Zu)f(Z_{u}) is open and closed in Zu′Z^{\prime}_{u}, it follows that γ′​([0,1])⊂f⁡(Z)\gamma^{\prime}([0,1])\subset f(Z), so (2)(2) holds.

Assume γ′\gamma^{\prime} is admissible and lifts to ZZ. Since ff is strict, it follows that the lift is oriented. ∎

Since quotient maps are strict, we have the following consequence of Lemma 7.3.16.

0PA6

Lemma 7.3.17. Assume ff is the quotient map of ZZ by a finite relation. Every non-constant admissible path in Z′Z^{\prime} lifts uniquely to a path in ZZ and that lift is admissible.

0PA7

Proposition 7.3.18. If ff is strict, then f#:add⁡(𝒮⁡(Z′,1))→add⁡(𝒮⁡(Z,1))f^{\#}:\operatorname{add}\nolimits({\mathcal{S}}(Z^{\prime},1))\to\operatorname{add}\nolimits({\mathcal{S}}(Z,1)) is a functor.

0PA8

Proof. We need to check that f#f^{\#} is compatible with composition. This is clear if ZZ and Z′Z^{\prime} are non-singular. In general, consider two maps ζ1′\zeta^{\prime}_{1} and ζ2′\zeta^{\prime}_{2} in 𝒮⁡(Z′,1){\mathcal{S}}(Z^{\prime},1) such that f#​(ζ2′∘ζ1′)≠0f^{\#}(\zeta^{\prime}_{2}\circ\zeta^{\prime}_{1})\neq 0. Let f^:Z^→Z^′\hat{f}:\hat{Z}\to\hat{Z}^{\prime} be the map corresponding to ff between non-singular covers q:Z^→Zq:\hat{Z}\to Z and q′:Z^′→Z′q^{\prime}:\hat{Z}^{\prime}\to Z^{\prime}.

We have

q#​f#​(ζ2′∘ζ1′)\displaystyle q^{\#}f^{\#}(\zeta^{\prime}_{2}\circ\zeta^{\prime}_{1}) =f^#​q′#​(ζ2′∘ζ1′)=f^#​(q′#​(ζ2′)∘q′#​(ζ1′))=(f^#​q′#​(ζ2′))∘(f^#​q′#​(ζ1′))\displaystyle=\hat{f}^{\#}q^{\prime\#}(\zeta^{\prime}_{2}\circ\zeta^{\prime}_{1})=\hat{f}^{\#}\bigl(q^{\prime\#}(\zeta^{\prime}_{2})\circ q^{\prime\#}(\zeta^{\prime}_{1})\bigr)=\bigl(\hat{f}^{\#}q^{\prime\#}(\zeta^{\prime}_{2})\bigr)\circ\bigl(\hat{f}^{\#}q^{\prime\#}(\zeta^{\prime}_{1})\bigr)
=q#​f#​(ζ2′)∘q#​f#​(ζ1′),\displaystyle=q^{\#}f^{\#}(\zeta^{\prime}_{2})\circ q^{\#}f^{\#}(\zeta^{\prime}_{1}),

hence f#​(ζ1′)≠0f^{\#}(\zeta^{\prime}_{1})\neq 0 and f#​(ζ2′)≠0f^{\#}(\zeta^{\prime}_{2})\neq 0 since q#​f#​(ζ2′∘ζ1′)≠0q^{\#}f^{\#}(\zeta^{\prime}_{2}\circ\zeta^{\prime}_{1})\neq 0 by Lemma 7.3.17. It follows that f#​(ζ2′∘ζ1′)=f#​(ζ2′)∘f#​(ζ1′)f^{\#}(\zeta^{\prime}_{2}\circ\zeta^{\prime}_{1})=f^{\#}(\zeta^{\prime}_{2})\circ f^{\#}(\zeta^{\prime}_{1}). ∎

The construction Z↦add⁡(𝒮⁡(Z,1))Z\mapsto\operatorname{add}\nolimits({\mathcal{S}}(Z,1)) and f↦f#f\mapsto f^{\#} defines a contravariant functor from the category of curves with strict morphisms to the category of 𝐅2{\mathbf{F}}_{2}-linear categories.

Lemma 7.3.17 and Proposition 7.3.18 have the following consequence.

0PA9

Proposition 7.3.19. Let ZZ be a curve with an admissible relation ∼\sim and let q:Z→Z/∼q:Z\to Z/\!\!\sim be the quotient map. The functor q#:add(𝒮(Z/∼,1))→add(𝒮(Z,1))q^{\#}:\operatorname{add}\nolimits({\mathcal{S}}(Z/\!\!\sim,1))\to\operatorname{add}\nolimits({\mathcal{S}}(Z,1)) is faithful.

Note that Proposition 7.3.19 provides an identification of 𝒮(Z/∼,1){\mathcal{S}}(Z/\!\!\sim,1) with a (non-full) subcategory of add⁡(𝒮⁡(Z,1))\operatorname{add}\nolimits({\mathcal{S}}(Z,1)).

0PAA

Example 7.3.20. We describe the image by the map f#f^{\#} of two paths, the first of which is the constant path at the singular point of Ze​x​cZ_{exc} (we draw the lifts in the non-singular cover).

[Uncaptioned image]

7.3.6. One strand bordered algebras

Consider a chord diagram (𝒵,𝐚)({\mathcal{Z}},{\mathbf{a}}) as in §7.2.4 with associated singular curve ZZ. Define

𝒜⁡(Z,1)=Endadd⁡(𝒮⁡(Z,1))⁡(⨁z∈Ze​x​cz).{\mathcal{A}}(Z,1)=\operatorname{End}\nolimits_{\operatorname{add}\nolimits({\mathcal{S}}(Z,1))}(\bigoplus_{\begin{subarray}{c}z\in Z_{exc}\end{subarray}}z).

Proposition 7.3.19 shows that the algebra 𝒜⁡(Z,1){\mathcal{A}}(Z,1) is the opposite of Zarev’s algebra 𝒜Z​a​(𝒵,1){\mathcal{A}}_{Za}({\mathcal{Z}},1) [Za, Definition 2.6] (this will be explained for the more general algebras 𝒜⁡(Z){\mathcal{A}}(Z) in §7.4.11).

∙\bullet\ Consider the chord diagram (𝐑,{{1,3},{2,4}})({\mathbf{R}},\{\{1,3\},\{2,4\}\}).

The associated singular curve ZZ is the quotient of oriented 𝐑{\mathbf{R}} by the relation whose non-trivial equivalence classes are 1={1,3}1=\{1,3\} and 2={2,4}2=\{2,4\}.

The full pointed subcategory of 𝒮⁡(Z,1){\mathcal{S}}(Z,1) with object set {1,2}\{1,2\} is generated by α,α′:1→2\alpha,\alpha^{\prime}:1\to 2 and β:2→1\beta:2\to 1 with relations β​α=α′​β=0\beta\alpha=\alpha^{\prime}\beta=0. This corresponds to the well-known “torus algebra” in bordered Floer homology.

[Uncaptioned image]

∙\bullet\ Consider the chord diagram (S1,{{±1},{±i}})(S^{1},\{\{\pm 1\},\{\pm i\}\}).

The associated singular curve ZZ is the quotient of oriented S1S^{1} by the relation whose non trivial equivalence classes are 1={±1}1=\{\pm 1\} and 2={±i}2=\{\pm i\}.

The full pointed subcategory of 𝒮⁡(Z,1){\mathcal{S}}(Z,1) with object set {1,2}\{1,2\} is generated by α,α′:1→2\alpha,\alpha^{\prime}:1\to 2 and β,β′:2→1\beta,\beta^{\prime}:2\to 1 with relations β​α=α′​β=α​β′=β′​α′=0\beta\alpha=\alpha^{\prime}\beta=\alpha\beta^{\prime}=\beta^{\prime}\alpha^{\prime}=0. A curved A∞A_{\infty}-deformation of this subcategory appears in [LiOzTh3].

We have

End𝒮⁡(Z,1)(1)={id}⊔{(β′αβα′)n}n≥1⊔{(β′αβα′)nβ′α}n≥0⊔{βα′(β′αβα′)n)}n≥0⊔{(βα′β′α)n)}n≥1\operatorname{End}\nolimits_{{\mathcal{S}}(Z,1)}(1)=\{\operatorname{id}\nolimits\}\sqcup\{(\beta^{\prime}\alpha\beta\alpha^{\prime})^{n}\}_{n\geq 1}\sqcup\{(\beta^{\prime}\alpha\beta\alpha^{\prime})^{n}\beta^{\prime}\alpha\}_{n\geq 0}\sqcup\{\beta\alpha^{\prime}(\beta^{\prime}\alpha\beta\alpha^{\prime})^{n})\}_{n\geq 0}\sqcup\{(\beta\alpha^{\prime}\beta^{\prime}\alpha)^{n})\}_{n\geq 1}
End𝒮⁡(Z,1)(2)={id}⊔{(α′β′αβ)n}n≥1⊔{(α′β′αβ)nα′β′}n≥0⊔{αβ(α′β′αβ)n)}n≥0⊔{(αβα′β′)n)}n≥1\operatorname{End}\nolimits_{{\mathcal{S}}(Z,1)}(2)=\{\operatorname{id}\nolimits\}\sqcup\{(\alpha^{\prime}\beta^{\prime}\alpha\beta)^{n}\}_{n\geq 1}\sqcup\{(\alpha^{\prime}\beta^{\prime}\alpha\beta)^{n}\alpha^{\prime}\beta^{\prime}\}_{n\geq 0}\sqcup\{\alpha\beta(\alpha^{\prime}\beta^{\prime}\alpha\beta)^{n})\}_{n\geq 0}\sqcup\{(\alpha\beta\alpha^{\prime}\beta^{\prime})^{n})\}_{n\geq 1}
Hom𝒮⁡(Z,1)(1,2)={α′(β′αβα′)n}n≥0⊔{αβα′(β′αβα′)n}n≥0⊔{α′β′α(βα′β′α)n)}n≥0⊔{α(βα′β′α)n)}n≥0\operatorname{Hom}\nolimits_{{\mathcal{S}}(Z,1)}(1,2)=\{\alpha^{\prime}(\beta^{\prime}\alpha\beta\alpha^{\prime})^{n}\}_{n\geq 0}\sqcup\{\alpha\beta\alpha^{\prime}(\beta^{\prime}\alpha\beta\alpha^{\prime})^{n}\}_{n\geq 0}\sqcup\{\alpha^{\prime}\beta^{\prime}\alpha(\beta\alpha^{\prime}\beta^{\prime}\alpha)^{n})\}_{n\geq 0}\sqcup\{\alpha(\beta\alpha^{\prime}\beta^{\prime}\alpha)^{n})\}_{n\geq 0}
Hom𝒮⁡(Z,1)(2,1)={(β′αβα′)nβ′}n≥0⊔{(β′αβα′)nβ′αβ′}n≥0⊔{(βα′β′α)n)β}n≥0⊔{(βα′β′α)n)βα′β′}n≥0\operatorname{Hom}\nolimits_{{\mathcal{S}}(Z,1)}(2,1)=\{(\beta^{\prime}\alpha\beta\alpha^{\prime})^{n}\beta^{\prime}\}_{n\geq 0}\sqcup\{(\beta^{\prime}\alpha\beta\alpha^{\prime})^{n}\beta^{\prime}\alpha\beta^{\prime}\}_{n\geq 0}\sqcup\{(\beta\alpha^{\prime}\beta^{\prime}\alpha)^{n})\beta\}_{n\geq 0}\sqcup\{(\beta\alpha^{\prime}\beta^{\prime}\alpha)^{n})\beta\alpha^{\prime}\beta^{\prime}\}_{n\geq 0}
[Uncaptioned image]

7.3.7. Intersection multiplicity

Let γ\gamma and γ′\gamma^{\prime} be two paths in ZZ. We consider the number of intersection points between the graphs of γ\gamma and γ′\gamma^{\prime}

i⁡(γ,γ′)=|{t∈[0,1]|γ⁡(t)=γ′​(t)}|∈𝐙≥0∪{∞}.i(\gamma,\gamma^{\prime})=|\{t\in[0,1]\ |\ \gamma(t)=\gamma^{\prime}(t)\}|\in{\mathbf{Z}}_{\geq 0}\cup\{\infty\}.

Note that i⁡(γ1∘γ2,γ1′∘γ2′)=i⁡(γ1,γ1′)+i⁡(γ2,γ2′)−δγ1​(0)=γ1′​(0)i(\gamma_{1}\circ\gamma_{2},\gamma^{\prime}_{1}\circ\gamma^{\prime}_{2})=i(\gamma_{1},\gamma^{\prime}_{1})+i(\gamma_{2},\gamma^{\prime}_{2})-\delta_{\gamma_{1}(0)=\gamma^{\prime}_{1}(0)}.

Given ζ\zeta and ζ′\zeta^{\prime} two admissible homotopy classes of paths in ZZ, we put

i⁡(ζ,ζ′)=minγ,γ′⁡i⁡(γ,γ′),i(\zeta,\zeta^{\prime})=\min_{\gamma,\gamma^{\prime}}i(\gamma,\gamma^{\prime}),

where γ\gamma (resp. γ′\gamma^{\prime}) runs over admissible paths in [ζ][\zeta] (resp. in [ζ′][\zeta^{\prime}]). Note that i⁡(ζ1​ζ2,ζ1′​ζ2′)≤i⁡(ζ1,ζ1′)+i⁡(ζ2,ζ2′)−δζ1​(0)=ζ1′​(0)i(\zeta_{1}\zeta_{2},\zeta^{\prime}_{1}\zeta^{\prime}_{2})\leq i(\zeta_{1},\zeta^{\prime}_{1})+i(\zeta_{2},\zeta^{\prime}_{2})-\delta_{\zeta_{1}(0)=\zeta^{\prime}_{1}(0)}.

The next lemma relates the intersection multiplicity with a constant path and tangential multiplicities.

0PAB

Lemma 7.3.21. Let γ0\gamma_{0} be a minimal admissible path in ZZ and let z∈Zz\in Z. We have

i⁡([γ0],idz)=minγ​ admiss.[γ]=[γ0]⁡i⁡(γ,idz)=i⁡(γ0,idz)=12​(∑c∈C⁡(z)(mc+​([γ0])+mc−​([γ0]))+δγ0​(0)=z+δγ0​(1)=z).i([\gamma_{0}],\operatorname{id}\nolimits_{z})=\min_{\begin{subarray}{c}\gamma\text{ admiss.}\\ [\gamma]=[\gamma_{0}]\end{subarray}}i(\gamma,\operatorname{id}\nolimits_{z})=i(\gamma_{0},\operatorname{id}\nolimits_{z})=\frac{1}{2}\bigl(\sum_{c\in C(z)}(m_{c}^{+}([\gamma_{0}])+m_{c}^{-}([\gamma_{0}]))+\delta_{\gamma_{0}(0)=z}+\delta_{\gamma_{0}(1)=z}\bigr).

If z∈Zoz\in Z_{o}, then we have

i⁡([γ0],idz)=12​(∑c∈C​(z)+(mc​([γ0])−mι⁡(c)​([γ0]))+δγ0​(0)=z+δγ0​(1)=z).i([\gamma_{0}],\operatorname{id}\nolimits_{z})=\frac{1}{2}\bigl(\sum_{c\in C(z)^{+}}(m_{c}([\gamma_{0}])-m_{\iota(c)}([\gamma_{0}]))+\delta_{\gamma_{0}(0)=z}+\delta_{\gamma_{0}(1)=z}\bigr).
0PAC

Proof. Note that

i⁡([γ0],idz)≤minγ​ admiss.[γ]=[γ0]⁡i⁡(γ,idz)≤i⁡(γ0,idz).i([\gamma_{0}],\operatorname{id}\nolimits_{z})\leq\min_{\begin{subarray}{c}\gamma\text{ admiss.}\\ [\gamma]=[\gamma_{0}]\end{subarray}}i(\gamma,\operatorname{id}\nolimits_{z})\leq i(\gamma_{0},\operatorname{id}\nolimits_{z}).

The third equality of the lemma follows from Lemma 7.1.21.

When Z=S1Z=S^{1} unoriented, the lemma follows from Lemma 6.2.3.

When ZZ is a connected non-singular curve, there is an injective morphism of curves f:Z→S1f:Z\to S^{1}. We have i⁡([γ0],idz)≥i⁡(f⁡([γ0]),idf⁡(z))=i⁡(f⁡(γ0),idf⁡(z))=i⁡(γ0,idz)i([\gamma_{0}],\operatorname{id}\nolimits_{z})\geq i(f([\gamma_{0}]),\operatorname{id}\nolimits_{f(z)})=i(f(\gamma_{0}),\operatorname{id}\nolimits_{f(z)})=i(\gamma_{0},\operatorname{id}\nolimits_{z}), hence the first two equalities of the lemma hold for ZZ. It follows that they hold for any non-singular curve.

Consider now a general ZZ and let q:Z^→Zq:\hat{Z}\to Z be the non-singular cover. Let γ^0\hat{\gamma}_{0} be the lift of γ0\gamma_{0} to Z^\hat{Z}. We have

i⁡(γ0,idz)=∑z^∈f−1​(z)i⁡(γ^0,idz^)=∑z^∈f−1​(z)([γ^0],idz^)≤i⁡([γ0],idz).i(\gamma_{0},\operatorname{id}\nolimits_{z})=\sum_{\hat{z}\in f^{-1}(z)}i(\hat{\gamma}_{0},\operatorname{id}\nolimits_{\hat{z}})=\sum_{\hat{z}\in f^{-1}(z)}([\hat{\gamma}_{0}],\operatorname{id}\nolimits_{\hat{z}})\leq i([\gamma_{0}],\operatorname{id}\nolimits_{z}).

We deduce that the first two equalities of the lemma hold.

The last equality of the lemma follows from (7.3.2). ∎

Let us now state some basic properties of intersection counts.

0PAD

Lemma 7.3.22. Let ζ1\zeta_{1} and ζ2\zeta_{2} be two admissible homotopy classes of paths in ZZ. Assume ζ1​(t)≠ζ2​(t)\zeta_{1}(t)\neq\zeta_{2}(t) for t∈{0,1}t\in\{0,1\}.

  1. (1)

    We have i⁡(ζ1,ζ2)<∞i(\zeta_{1},\zeta_{2})<\infty.

  2. (2)

    There are minimal or identity admissible paths γ1\gamma_{1} in ζ1\zeta_{1} and γ2\gamma_{2} in ζ2\zeta_{2} such that i⁡(ζ1,ζ2)=i⁡(γ1,γ2)i(\zeta_{1},\zeta_{2})=i(\gamma_{1},\gamma_{2}).

  3. (3)

    Given f:Z′→Zf:Z^{\prime}\to Z a morphism of curves such that ζ1\zeta_{1} and ζ2\zeta_{2} are images of admissible homotopy classes of paths in Z′Z^{\prime}, we have i⁡(ζ1,ζ2)=∑ζi′∈f−1​(ζi)i⁡(ζ1′,ζ2′)i(\zeta_{1},\zeta_{2})=\sum_{\zeta^{\prime}_{i}\in f^{-1}(\zeta_{i})}i(\zeta^{\prime}_{1},\zeta^{\prime}_{2}).

0PAE

Proof. ∙\bullet\ Assume ζ1\zeta_{1} or ζ2\zeta_{2} is an identity. In that case, (1) and (2) follow from Lemma 7.3.21 and (3) follows from Lemmas 7.1.24 and 7.3.21.

From now on, we assume that neither ζ1\zeta_{1} nor ζ2\zeta_{2} is an identity.

∙\bullet\ Let f:Z→Z′f:Z\to Z^{\prime} be an injective morphism of curves and assume f⁡(ζ1)f(\zeta_{1}) and f⁡(ζ2)f(\zeta_{2}) satisfy (1) and (2). We have i⁡(f⁡(ζ1),f⁡(ζ2))≤i⁡(ζ1,ζ2)i(f(\zeta_{1}),f(\zeta_{2}))\leq i(\zeta_{1},\zeta_{2}). There are minimal admissible paths γi′\gamma^{\prime}_{i} in f⁡(ζi)f(\zeta_{i}) for i∈{1,2}i\in\{1,2\} such that i⁡(f⁡(ζ1),f⁡(ζ2))=i⁡(γ1′,γ2′)i(f(\zeta_{1}),f(\zeta_{2}))=i(\gamma^{\prime}_{1},\gamma^{\prime}_{2}). There are admissible paths γi\gamma_{i} of ZZ such that γi′=f⁡(γi)\gamma^{\prime}_{i}=f(\gamma_{i}) for i∈{1,2}i\in\{1,2\}. It follows that i⁡(ζ1,ζ2)≥i⁡(γ1′,γ2′)=i⁡(γ1,γ2)i(\zeta_{1},\zeta_{2})\geq i(\gamma^{\prime}_{1},\gamma^{\prime}_{2})=i(\gamma_{1},\gamma_{2}), hence i⁡(f⁡(ζ1),f⁡(ζ2))=i⁡(ζ1,ζ2)i(f(\zeta_{1}),f(\zeta_{2}))=i(\zeta_{1},\zeta_{2}). We deduce also that (1) and (2) hold for ζ1\zeta_{1} and ζ2\zeta_{2}.

∙\bullet\ Assume Z=S1Z=S^{1} unoriented. The assertions (1) and (2) follow from Lemma 6.2.3.

∙\bullet\ Assume ZZ is non-singular and connected. There is an injective map f:Z→S1f:Z\to S^{1}. It follows that ZZ satisfies (1) and (2). This shows that (1) and (2) hold for a general non-singular curve.

∙\bullet\ Let Z′Z^{\prime} be an arbitrary curve and let f:Z→Z′f:Z\to Z^{\prime} be the non-singular cover of Z′Z^{\prime}. Assume f⁡(ζ1​(t))≠f⁡(ζ2​(t))f(\zeta_{1}(t))\neq f(\zeta_{2}(t)) for t∈{0,1}t\in\{0,1\}. Since all admissible paths in Z′Z^{\prime} lift to ZZ, it follows that i⁡(ζ1,ζ2)≤i⁡(f⁡(ζ1),f⁡(ζ2))i(\zeta_{1},\zeta_{2})\leq i(f(\zeta_{1}),f(\zeta_{2})).

Consider two minimal admissible paths γ1\gamma_{1} and γ2\gamma_{2} in ζ1\zeta_{1} and ζ2\zeta_{2} such that i⁡(γ1,γ2)=i⁡(ζ1,ζ2)i(\gamma_{1},\gamma_{2})=i(\zeta_{1},\zeta_{2}). We assume that given ρ1,ρ2:[0,1]→∼[0,1]\rho_{1},\rho_{2}:[0,1]\mathrel{\mathop{\kern 0.0pt\to}\limits^{\sim}}[0,1] any two homeomorphisms fixing 00 and 11 and such that i⁡(γ1∘ρ1,γ2∘ρ2)=i⁡(ζ1,ζ2)i(\gamma_{1}\circ\rho_{1},\gamma_{2}\circ\rho_{2})=i(\zeta_{1},\zeta_{2}), we have i⁡(f⁡(γ1),f⁡(γ2))≤i⁡(f⁡(γ1∘ρ1),f⁡(γ2∘ρ2))i(f(\gamma_{1}),f(\gamma_{2}))\leq i(f(\gamma_{1}\circ\rho_{1}),f(\gamma_{2}\circ\rho_{2})). Let t0∈(0,1)t_{0}\in(0,1) such that γ1​(t0)≠γ2​(t0)\gamma_{1}(t_{0})\neq\gamma_{2}(t_{0}) but f⁡(γ1​(t0))=f⁡(γ2​(t0))f(\gamma_{1}(t_{0}))=f(\gamma_{2}(t_{0})). There is a small open neighbourhood UU of z′=f⁡(γ1​(t0))z^{\prime}=f(\gamma_{1}(t_{0})) homeomorphic to St⁡(nz′)\operatorname{St}\nolimits(n_{z^{\prime}}) and with U∩f⁡(Zf)={z′}U\cap f(Z_{f})=\{z^{\prime}\} and there are 0≤t1<t0<t2≤10\leq t_{1}<t_{0}<t_{2}\leq 1 such that f⁡(γ1)​([t1,t2])⊂Uf(\gamma_{1})([t_{1},t_{2}])\subset U and f⁡(γ2)​([t1,t2])⊂Uf(\gamma_{2})([t_{1},t_{2}])\subset U. The paths (γ1)|[t1,t2](\gamma_{1})_{|[t_{1},t_{2}]} and (γ2)|[t1,t2](\gamma_{2})_{|[t_{1},t_{2}]} are contained in disjoint connected components of f−1​(U)f^{-1}(U), hence f⁡(γ1)​([t1,t2])∩f⁡(γ2)​([t1,t2])={z′}f(\gamma_{1})([t_{1},t_{2}])\cap f(\gamma_{2})([t_{1},t_{2}])=\{z^{\prime}\}. So, by reparametrizing f⁡(γ1)f(\gamma_{1}) and f⁡(γ2)f(\gamma_{2}) in the interval [t1,t2][t_{1},t_{2}], we can assume they do not have a common value in that interval. This contradicts the minimality of i⁡(f⁡(γ1),f⁡(γ2))i(f(\gamma_{1}),f(\gamma_{2})). It follows that

i⁡(ζ1,ζ2)=i⁡(γ1,γ2)=i⁡(f⁡(γ1),f⁡(γ2))≥i⁡(f⁡(ζ1),f⁡(ζ2)),i(\zeta_{1},\zeta_{2})=i(\gamma_{1},\gamma_{2})=i(f(\gamma_{1}),f(\gamma_{2}))\geq i(f(\zeta_{1}),f(\zeta_{2})),

hence i⁡(ζ1,ζ2)=i⁡(f⁡(ζ1),f⁡(ζ2)).i(\zeta_{1},\zeta_{2})=i(f(\zeta_{1}),f(\zeta_{2})). This shows that (1) and (2) hold for f⁡(γ1)f(\gamma_{1}) and f⁡(γ2)f(\gamma_{2}). We deduce that (1) and (2) hold in full generality. It follows also that (3) holds when ff is injective.

∙\bullet\ Consider now a morphism of curves f:Z→Z′f:Z\to Z^{\prime}. Consider the map f^:Z^→Z^′\hat{f}:\hat{Z}\to\hat{Z}^{\prime} between non-singular covers corresponding to ff. Let ζ^i\hat{\zeta}_{i} be the lift of ζi\zeta_{i} to Z^\hat{Z}. Since f^\hat{f} is injective, it follows that i⁡(f^​(ζ^1),f^​(ζ^2))=i⁡(ζ^1,ζ^2)i(\hat{f}(\hat{\zeta}_{1}),\hat{f}(\hat{\zeta}_{2}))=i(\hat{\zeta}_{1},\hat{\zeta}_{2}). The study above shows that i⁡(f^​(ζ^1),f^​(ζ^2))=i⁡(f⁡(ζ1),f⁡(ζ2))i(\hat{f}(\hat{\zeta}_{1}),\hat{f}(\hat{\zeta}_{2}))=i(f(\zeta_{1}),f(\zeta_{2})) and i⁡(ζ^1,ζ^2)=i⁡(ζ1,ζ2)i(\hat{\zeta}_{1},\hat{\zeta}_{2})=i(\zeta_{1},\zeta_{2}). It follows that i⁡(f⁡(ζ1),f⁡(ζ2))=i⁡(ζ1,ζ2)i(f(\zeta_{1}),f(\zeta_{2}))=i(\zeta_{1},\zeta_{2}). This completes the proof of the lemma. ∎

We provide now an upper bound for intersections involving a composition of paths.

0PAF

Lemma 7.3.23. Consider ζ\zeta, ζ1\zeta_{1} and ζ2\zeta_{2} three homotopy classes of admissible paths in ZZ. Assume ζ\zeta is not an identity, ζ2​(1)=ζ1​(0)\zeta_{2}(1)=\zeta_{1}(0), ζ​(0)≠ζ2​(0)\zeta(0)\neq\zeta_{2}(0) and ζ​(1)≠ζ1​(1)\zeta(1)\neq\zeta_{1}(1). We have

i⁡(ζ,ζ1∘ζ2)≤min⁡(mζ⁡(0+)+​(ζ2)+i⁡(ζ,ζ1),mζ⁡(1−)−​(ζ1)+i⁡(ζ,ζ2)).i(\zeta,\zeta_{1}\circ\zeta_{2})\leq\mathrm{min}(m_{\zeta(0+)}^{+}(\zeta_{2})+i(\zeta,\zeta_{1}),m_{\zeta(1-)}^{-}(\zeta_{1})+i(\zeta,\zeta_{2})).
0PAG

Proof. Let ζ′\zeta^{\prime} and ζ′′\zeta^{\prime\prime} be homotopy classes of admissible paths such that ζ=ζ′∘ζ′′\zeta=\zeta^{\prime}\circ\zeta^{\prime\prime}. We have

i⁡(ζ,ζ1∘ζ2)≤i⁡(ζ′,ζ1)+i⁡(ζ′′,ζ2).i(\zeta,\zeta_{1}\circ\zeta_{2})\leq i(\zeta^{\prime},\zeta_{1})+i(\zeta^{\prime\prime},\zeta_{2}).

Let γ\gamma be a minimal path in ζ\zeta and let t∈(0,1)t\in(0,1). We have mζ​(0)+(ζ2)=i(γ|[0,t],ζ2)m_{\zeta(0)^{+}}(\zeta_{2})=i(\gamma_{|[0,t]},\zeta_{2}) for tt small enough. Since i⁡([γ[t,1],ζ1)≤i⁡(ζ,ζ1)CLOSEi([\gamma_{[t,1]},\zeta_{1})\leq i(\zeta,\zeta_{1}), it follows that

i⁡(ζ,ζ1∘ζ2)≤i⁡(ζ,ζ1)+mζ​(0)+​(ζ2).i(\zeta,\zeta_{1}\circ\zeta_{2})\leq i(\zeta,\zeta_{1})+m_{\zeta(0)^{+}}(\zeta_{2}).

The second inequality follows from the first one by replacing ZZ by ZoppZ^{\mathrm{opp}}. ∎

Recall that we denote by Π⁡(Z)\Pi(Z) the fundamental groupoid of ZZ. Consider ζ1,ζ2\zeta_{1},\zeta_{2} two admissible homotopy classes of paths in ZZ with ζ1​(t)≠ζ2​(t)\zeta_{1}(t)\neq\zeta_{2}(t) for t∈{0,1}t\in\{0,1\}.

Let I⁡(ζ1,ζ2)I(\zeta_{1},\zeta_{2}) be the set of non-identity classes ζ∈HomΠ⁡(Z)⁡(ζ1​(0),ζ2​(0))\zeta\in\operatorname{Hom}\nolimits_{\Pi(Z)}(\zeta_{1}(0),\zeta_{2}(0)) such that

  • (i)

    ζ\zeta, ζ2∘ζ\zeta_{2}\circ\zeta and ζ∘ζ1−1\zeta\circ\zeta_{1}^{-1} are smooth

  • (ii)

    ζ\zeta and ζ¯:=ζ2∘ζ∘ζ1−1\bar{\zeta}:=\zeta_{2}\circ\zeta\circ\zeta_{1}^{-1} have opposite orientations (cf Definition 7.3.6).

Note that there are bijections

inv:I⁡(ζ1,ζ2)→∼I⁡(ζ2,ζ1),ζ↦ζ−1​ and ​I​(ζ1,ζ2)→∼I⁡(ζ1−1,ζ2−1),ζ↦ζ¯.\mathrm{inv}:I(\zeta_{1},\zeta_{2})\mathrel{\mathop{\kern 0.0pt\to}\limits^{\sim}}I(\zeta_{2},\zeta_{1}),\ \zeta\mapsto\zeta^{-1}\text{ and }I(\zeta_{1},\zeta_{2})\mathrel{\mathop{\kern 0.0pt\to}\limits^{\sim}}I(\zeta_{1}^{-1},\zeta_{2}^{-1}),\ \zeta\mapsto\bar{\zeta}.

If ZZ is non-singular, then the condition (i) in the definition of I⁡(ζ1,ζ2)I(\zeta_{1},\zeta_{2}) is automatically satisfied.

Let f:Z→Z′f:Z\to Z^{\prime} be a morphism of curves. If f⁡(ζ1​(t))≠f⁡(ζ2​(t))f(\zeta_{1}(t))\neq f(\zeta_{2}(t)) for t∈{0,1}t\in\{0,1\}, then the map ff induces an injection I⁡(ζ1,ζ2)↪I⁡(f⁡(ζ1),f⁡(ζ2))I(\zeta_{1},\zeta_{2})\hookrightarrow I(f(\zeta_{1}),f(\zeta_{2})) with image f⁡(HomΠ⁡(Z)⁡(ζ1​(0),ζ2​(0)))∩I⁡(f⁡(ζ1),f⁡(ζ2))f\bigl(\operatorname{Hom}\nolimits_{\Pi(Z)}(\zeta_{1}(0),\zeta_{2}(0))\bigr)\cap I(f(\zeta_{1}),f(\zeta_{2})).

The next lemma is immediate.

0PAH

Lemma 7.3.24. Let q:Z^→Zq:\hat{Z}\to Z be the non-singular cover of ZZ. The map qq induces a bijection

∐ζ^i∈q−1​(ζi)I⁡(ζ^1,ζ2^)→∼I⁡(ζ1,ζ2).\coprod_{\hat{\zeta}_{i}\in q^{-1}(\zeta_{i})}I(\hat{\zeta}_{1},\hat{\zeta_{2}})\mathrel{\mathop{\kern 0.0pt\to}\limits^{\sim}}I(\zeta_{1},\zeta_{2}).
0PAI

Lemma 7.3.25. If ζ∈I⁡(ζ1,ζ2)\zeta\in I(\zeta_{1},\zeta_{2}), then supp⁡(ζ)⊂supp⁡(ζ1)∪supp⁡(ζ2)\operatorname{supp}\nolimits(\zeta)\subset\operatorname{supp}\nolimits(\zeta_{1})\cup\operatorname{supp}\nolimits(\zeta_{2}).

0PAJ

Proof. Consider three non-identity homotopy classes of paths ζ\zeta, ζ1\zeta_{1} and ζ2\zeta_{2} in 𝐑{\mathbf{R}} with ζ⁡(0)=ζ1​(0)≠ζ⁡(1)=ζ2​(0)\zeta(0)=\zeta_{1}(0)\neq\zeta(1)=\zeta_{2}(0). If ζ\zeta and ζ2∘ζ∘ζ1−1\zeta_{2}\circ\zeta\circ\zeta_{1}^{-1} have opposite orientations, then supp⁡(ζ)⊂supp⁡(ζ1)∪supp⁡(ζ2)\operatorname{supp}\nolimits(\zeta)\subset\operatorname{supp}\nolimits(\zeta_{1})\cup\operatorname{supp}\nolimits(\zeta_{2}). We deduce that the lemma holds for Z=S1Z=S^{1} by using the universal cover of ZZ. As a consequence, the lemma holds when ZZ is connected and smooth by embedding it in S1S^{1}, hence it holds for ZZ smooth. Lemma 7.3.24 shows that the lemma holds for any ZZ, since it holds for the non-singular cover of ZZ. ∎

0PAK

Example 7.3.26. In the two examples below, we describe the set I⁡(ζ1,ζ2)I(\zeta_{1},\zeta_{2}). In the second example, ζ2\zeta_{2} is the identity at the singular point.

[Uncaptioned image]

Original mathematics by the credited authors. Source collection and HTML conversion remain in progress.

Andrew Manion, Raphael Rouquier

Original source: arXiv:2009.09627v2