Definition 9.1. Using proposition 2.18, we define and to be the cofiber .
9. Non-connective -theory
Bass introduced the negative -groups in order to measure the failure of and to satisfy localization; this perspective was studied in detail in Thomason-Trobaugh and led to the definition of the Bass-Thomason non-connective -theory spectrum of rings and schemes. In fact, any nontrivial theory which is “like -theory” and satisfies localization must be non-connective; there is a nice discussion of this in [48]. In this section we introduce the non-connective algebraic -theory of -categories and show that it becomes co-representable in ; see theorem 9.8. This result depends critically on the multistage construction of Section 8, which again follows the general pattern of the argument for dg-categories in [21]. For a connective ring spectrum , we give a slightly different definition of the non-connective -theory in terms of a “suspension ring spectrum” of , and use this show that the negative -groups of are isomorphic to those of .
9.1. Non-connective -theory of -categories
In order to construct the non-connective -theory spectrum associated to a small stable -category, we use a generalization of the axiomatic framework due to Schlichting [70]. For an uncountable regular cardinal , we will produce functors and from to such that for any small stable category :
- (i)
is contractible,
- (ii)
there are natural transformations
such that is exact,
- (iii)
the functors and preserve exact sequences,
- (iv)
and and preserve -filtered colimits in .
The idea is that is a “-theoretic cone” and so is a “suspension” of . Fix an uncountable regular cardinal , and for a stable -category recall from Section 2.4 that denotes the -compact objects in .
Remark 9.2. One might wish to simply use as the cone construction; however, this will rarely turn out to be a small -category, whereas passing to the -compact objects yields an (essentially) small -category by construction.
Observe that is a composite functor
| (9.3) |
By construction and Propositions 5.6 and 5.9, we have an exact sequence
which is natural in small stable -categories . Next, we check that satisfies property (i) above.
Lemma 9.4. Let be a small stable -category. Then is trivial.
Proof. Since is uncountable, has countable coproducts, and so the usual Eilenberg swindle argument implies that the identity map is null-homotopic on -theory and so its -theory vanishes. Specifically, the functor defined by is exact. Moreover, there is a natural equivalence of exact functors induced by the equivalence . Applying -theory, we can split off the component of the resulting equivalence of spectra and deduce that the identity of is null-homotopic. ∎
We must check that and preserve exact sequences of small stable -categories.
Proposition 9.5. Let be an exact sequence of small stable -categories. Then the induced sequences
are exact.
Passing to the triangulated homotopy category by composing with the functor , we get a series of functors which satisfies Schlichting’s setup of [70, §2.2] and so produces negative -groups. Furthermore, we can define the non-connective -theory spectrum as follows, following [70, §12].
Definition 9.6. Let be a small stable -category. Its non-connective -theory spectrum is given by
Here, stands for the -theory spectrum of §7.1, and the structure maps are induced from the exact sequences
Schlichting’s axiomatic framework implies that this construction agrees with his when both are defined, and therefore we deduce from his comparison results [70, §8] that the non-connective -theory spectrum of Definition 9.6 agrees with the various classical constructions of non-connective -theory spectra.
Finally, we establish the final technical condition; this will be needed in the following sections.
Lemma 9.7. The functors and preserve -filtered colimits.
Proof. Recall that is the composite (9.3). Hence, the claim follows from the fact that the passage to and to -compact objects preserves -filtered colimits [52, 5.5.7.8, 5.5.7.10, 5.5.7.11]. Since is the cofiber of the inclusion and colimits commute, we deduce that preserves -filtered colimits if does. ∎
9.2. Co-representability
This subsection is entirely devoted to the proof of the following co-representability result.
Theorem 9.8. Let be a small stable -category. Then there is a natural equivalence of spectra
In particular, for each integer , we have isomorphisms of abelian groups
in the triangulated category .
The proof of theorem 9.8 will follow from theorems 9.9 and 9.10, and from propositions 9.17 through 9.26.
Theorem 9.9. Let and be small stable -categories such that is -compact. Then there is a natural equivalence of spectra
If is the -category of compact spectra, this reduces to an equivalence
Proof. The proof is analogous to the argument for theorem 7.13; instead of the idempotent-complete stable -category we consider the small stable -category . Note that since , belongs to . ∎
Theorem 9.10. Let be a small stable -category. Then there is a natural equivalence of spectra
Proof. By construction, the object is compact in . Let denote the set of maps in (8.4), the strongly saturated collection of arrows generated by [52, 5.5.4.5], and let be an -local object such that the map is an -local equivalence (i.e., is in ). Then by definition,
so it suffices to show that the functor
| (9.11) |
sends the maps in to equivalences of spectra. Since is a stable -category and is compact, preserves small colimits, so the two-out-of-three property allows us to reduce to checking that sends the elements of to equivalences.
Consider the following diagram
| (9.12) |
By applying the functor (9.11) to the above diagram (9.12) we obtain by theorem 9.9 a diagram in
| (9.13) |
where the upper row is a homotopy cofiber sequence. Now, an argument analogous to the one used in the proof of proposition 7.19 (where we make use of Waldhausen’s fibration theorem) allow us to conclude that the lower row in the above diagram (9.13) is also a homotopy cofiber sequence. This completes the argument. ∎
Let be the partially ordered set . Given a small stable -category , we denote by the -diagram
| (9.14) |
where and are as in Definition 9.1.
Lemma 9.15. Let be a small stable -category. Then and become trivial after application of .
Proof. The object is already trivial in . Since Proposition 2.18 implies that admits all -small colimits, for any in the small stable -category also admits all -small colimits. Thus, the connective -theory spectrum is trivial. Finally, theorem 9.9 and the fact that the objects , with in generate the category [52, 5.5.7.3] allow us to conclude that becomes trivial after application of , and thus after application of . ∎
Let be a small stable -category. We denote by the object
in whose indexing maps are induced from the above diagram (9.14). Note that is functorial in and that we have a natural map . We obtain then a well-defined functor along with a natural transformation:
| (9.16) |
Proposition 9.17. Let be a small stable -category. Then, there is a natural equivalence of spectra
Proposition 9.20. The functor (9.16) inverts Morita equivalences.
Proof. It suffices to show that sends maps of shape to isomorphisms. Consider the following diagram
Proposition 2.18 implies that is an equivalence. Therefore, since both rows are strict-exact sequences and and differ by direct summands, we conclude that is an equivalence. The definition of the functor allow us to conclude the proof. ∎
Proposition 9.21. The functor
inverts Morita equivalences, preserves -filtered colimits, and sends exact sequences to cofiber sequences.
Proof. Proposition 9.20 implies that inverts Morita equivalences. Furthermore, by Lemma 9.7, and preserve -filtered colimits for , and so does as well. Now, let
be an exact sequence. Proposition 9.20 implies that we can assume that is a thick triangulated subcategory of . Consider the following diagram
| (9.22) |
where is obtained by passage to the cofiber objectwise. Note that since in the above diagram (9.22) the upper row is objectwise a strict-exact sequence, we obtain a cofiber sequence
in , where
We now show that the induced map
| (9.23) |
is an equivalence. For this, consider the following commutative diagram
Since the induced triangulated functor
preserves -small colimits, [70, §3.1] implies that the triangulated category
is idempotent complete. Therefore, is an equivalence, and we obtain maps
which induce maps
It follows that the natural map
is an equivalence, which implies that the map (9.23) is an equivalence. ∎
Corollary 9.24 (of proposition 9.21). There is a functor
such that , for every small stable -category .
Proposition 9.25. The two functors
are canonically equivalent, where is the right adjoint of the localization functor.
Proof. Let us denote by the endofunctor of . Note that we have a natural transformation . Making use of the definition of and of the fact that colimits in -categories commute, we observe that is a localization functor on [52, 5.2.7.4]. Therefore, it suffices to show that a map in becomes an equivalence in if and only if it becomes an equivalence after application of . This follows from the fact that for every small stable -category , we have an equivalence : note that we have cofiber sequences in
∎
Proposition 9.26. Let be small stable -category. We have a natural isomorphism in the stable homotopy category of spectra
Proof of theorem 9.8. Recall from subsection 8.3 that is obtained by localizing with respect to the set . Since is compact in , it is sufficient by proposition 9.26 and the universal property of localization (see section 2.5) to show that the functor
sends the elements of to equivalences. This follows from the fact that the non-connective -theory construction preserves filtered colimits (see [70, §7, Lemma 6]), and so the proof is finished. ∎
9.3. Non-connective -theory of Waldhausen categories and localization
In particular, theorem 9.8 implies that non-connective -theory satisfies localization. This is an extremely useful fact in practice; localization sequences provide one of the main computation tools for understanding algebraic -theory. As such, we state a version of this result in terms of Waldhausen categories. We begin by defining the non-connective -theory of a Waldhausen category.
Definition 9.30. Let be a DHKS-saturated Waldhausen category with factorization. Then the non-connective -theory of is defined as the non-connective -theory of the -category
obtained by inverting the suspension on the underlying -category in the -category of -categories with finite colimits and right-exact functors.
This definition in terms of the stabilization is reasonable because of the following consistency results.
Proposition 9.31. Let be a presentable -category with a zero object, and let denote the colimit
in . Then is stable, and the induced functor
identifies the idempotent-completion of with .
Proof. Let be an idempotent-complete stable -category. Then
Since is necessarily idempotent-complete, we conclude that it is equivalent to the idempotent-completion of . ∎
Proposition 9.32. Let be a DHKS-saturated Waldhausen category with factorization. Then the natural map induces a natural equivalence
Proof. The additivity theorem implies that, for Waldhausen categories with factorization, the suspension endomorphism induces . By naturality, we conclude that acts invertibly on -theory. Finally, since -theory (viewed as a functor of small -categories with finite colimits and a zero object and right-exact functors) preserves filtered colimits, we see that
where the last equivalence follows from Corollary 7.12. ∎
Remark 9.33. On -connective covers there is an equivalence between this notion of non-connective -theory and the usual connective -theory of . In degree , there an isomorphism if the underlying -category of is idempotent complete.
Theorem 9.34. Let be a sequence of DHKS-saturated Waldhausen categories with factorization such that
is a localization sequence of triangulated categories. Then the induced map
is a cofiber sequence of spectra.
Proof. This follows from the natural equivalence and the fact that cofiber sequence
is a cofiber sequence because is a localizing invariant. ∎
9.4. Extending co-representability
In this section, we show how to extend the co-representability of negative -theory obtained in theorem 9.8 to maps out of any dualizable object, using the theory developed in section 3. We begin with the following technical lemma:
Lemma 9.35. Let be a small stable idempotent-complete -category. Then the functor given by preserves equivalences, filtered colimits, the point, and exact sequences.
Proof. It follows from the definition that preserves equivalences, filtered colimits, and the point. The characterization of [53, 6.3.1.16] implies that it preserves exact sequences. ∎
We can now prove the main theorem of this section:
Proof. For any small stable idempotent-complete -category , we can consider the functor
By lemma 9.35, the composed morphism
is a localizing invariant. Thus, we obtain a commutative diagram
with a colimit-preserving functor such that
Now, recall from theorem 3.7 that since is smooth and proper, it is also dualizable (in the symmetric monoidal -category of idempotent-complete small stable -categories). Therefore, we have an adjunction (on the left) [53, 4.2.5.6], which induces an adjunction (on the right)
with a colimit preserving morphism, such that
The proof now follows from the following equivalences of spectra
Finally, since in the adjunction
the morphism preserves colimits, the object is compact, and , we conclude that is compact. ∎
9.5. Non-connective -theory of connective ring spectra
In this section, we show that for a connective ring spectrum , the non-connective -theory spectrum we associate to the category of perfect -modules has negative homotopy groups determined by the classical non-connective -theory spectrum of the ring .
We give a proof using a model of non-connective -theory for connective ring spectra based on the construction of a “suspension ring spectrum” coupled with Quillen’s plus construction. We begin by recalling Wagoner’s construction [83] of the non-connective -theory of an ordinary ring . Given a ring , we let denote the ring of locally finite (countably) infinite matrices in — i.e., matrices such that each row and column only has finitely many nonzero elements. We let denote the finite matrices, regarded as a 2-sided ideal of — these are the matrices with only finitely many nonzero elements. Then we can form the quotient ring , and Wagoner defines the non-connective -theory spectrum to have th space
It is known that this construction agrees with other possible constructions of the non-connective algebraic -theory spectrum of (e.g., see [63, §6]).
Next, we recall the generalization of this construction to connective ring spectra. Prior to the invention of modern notions of structured ring spectra, May initiated the study of the algebraic -theory of a multiplicative object called an “ ring space”, which is an space with a suitably compatible multiplication (for a particular pair of operads) [55, 72]. The prototype example of an ring space is for a connective ring spectrum [55, 3.1]. Fiedorowicz, Schwänzl, Steiner, and Vogt [33] extended Wagoner’s constructions by defining and for ring spaces (using the work of [72] to define matrices with entries in ring spaces), and then defining to be the homotopy cofiber of the inclusion . Furthermore, they prove that there is an equivalence of spaces
| (9.37) |
These constructions then allow a definition of the non-connective algebraic -theory of an ring space with spaces
| (9.38) |
This definition implies that for an ring space , the natural map induces an isomorphism on the algebraic -groups for [33, 1.1].
Our approach involves constructing a variant of the “suspension ring” construction that allows a construction of a non-connective -theory spectrum which agrees with the non-connective -theory of the ring space as defined in equation 9.38 on for and is equivalent to our version of the the non-connective -theory spectrum constructed in definition 9.6. Since , this equivalence implies the desired comparison.
We begin by recalling the definition of the plus construction introduced in [86], extended to ring spectra. For convenience, we model ring spectra as EKMM -algebras. We write for the space of -module endomorphisms of (a cofibrant replacement of) , and write for the full subspace of -module automorphisms of ; that is, we have a (homotopy) pullback of spaces
Since is a topological monoid, after replacing to ensure the inclusion of the unit is a cofibration, we can form its classifying space . Moreover, there are natural inclusions which induce maps . We can form
Since , we can form the plus construction , and one could define the -theory space to be the infinite loop space . The consistency of this definition is proved in [32, 7.1], which we restate below:
Lemma 9.39. Let be a connective ring spectrum. There is an equivalence of infinite loop spaces
This is consistent in the sense that a check of the definition of the plus construction for an space [55, §7] now yields the following proposition:
Proposition 9.40. For a connective ring spectrum , the connective algebraic -theory space is equivalent to the algebraic -theory space .
We now set up analogues of the constructions of [33]. In order to ensure that our mapping spaces and spectra have the correct homotopy type, we continue to work with the category of EKMM algebra and module spectra. Since all objects are fibrant, it then suffices to work with cofibrant modules. For a connective ring spectrum , in the following we let denote the mapping spectrum between objects and and the mapping space (which can be computed as ) in the category of -modules. Moreover, when we write inside a mapping object, we will tacitly mean the wedge of a cofibrant replacement of as an -module.
Definition 9.41. Let be a connective ring spectrum. We set
the nonunital ring spectrum of finite -valued matrices. We write for the ring spectrum of locally finite matrices, i.e. the connective ring spectrum obtained as the homotopy pullback
where here denotes the Eilenberg-Mac Lane spectrum functor.
We now begin to prove the comparison theorem, theorem 9.53 below. As explained in [10, §15], without loss of generality we can work with categories enriched in EKMM -modules as a model for spectral categories, and we tacitly move between categories enriched in EKMM -modules and categories enriched in symmetric spectra in the following discussion.
Let denote the spectral category of finitely generated free -modules. The theorem follows from proposition 9.51, which depends on the existence of a spectral category , equipped with a homotopically fully faithful spectral functor , whose -category of modules has a generator such that of the endomorphism ring spectrum of the image of G in the quotient category is . This approach to constructing analogues of is motivated by the explicit description of mapping spectra in the stable quotient (see [23, 1.3] for the dg-case and [10, §6] for the spectral analogue) and an idea from [63, 6.1].
We begin by giving a particular construction of such a spectral category. Roughly speaking, the idea is to adjoin the object to in such as way that the inclusion is fully faithful and is generated by an object such that .
Recall that we denote by the category of -modules, which we can regard as a spectral category. Let denote the full spectral subcategory of spanned by the finite free -modules , , and let denote the full spectral subcategory of spanned by the finite free -modules as well as the countable wedge . The inclusion gives a fully faithful spectral functor . The spectral category is an intermediate construction that we will use to construct .
Write and for the presentable stable -categories of -modules and -modules, and let denote the left adjoint of the restriction . Given an -algebra , we will also write for the stable -category of -modules.
Proposition 9.43. The unit natural transformation is an equivalence.
Proof. This is follows from the fact that is fully faithful, which in turn follows from the fact that is a fully faithful functor of spectral categories. ∎
Since is fully faithful, we have an exact sequence of presentable stable -categories
where denotes the cofiber of . We can regard as the full subcategory of spanned by the local objects. In mild abuse of notation, for each , we will write for the -module represented by .
Proposition 9.44. The -module represented by any finite wedge is a compact generator of and the -module represented by the countably infinite wedge is a compact generator of . In particular, we have equivalences and .
Since is equivalent to the identity, the counit map restricts to an equivalence of -modules. However, it is not an equivalence of -modules, since not all endomorphisms of (e.g., the identity) factor through .
The following proposition is standard; we restate it for convenience.
Proposition 9.45. An -module is in the full subcategory spanned by the local objects if and only if in . Similarly, a map of -modules is a local equivalence if and only if the cofiber of lies in the essential image of .
Proof. The first claim follows from the fact that if and only if for all -modules , . In turn, this holds if and only if for any map of -modules with cofiber of the form ,
The second claim follows from the fact that, if the cofiber of lies in the essential image of , then for any local object , . ∎
As a consequence, we can identify a compact generator of .
Corollary 9.46. Let denote the cofiber of the counit in . Then lies in the full subcategory , i.e. is a local object, and the map is a local equivalence. Furthermore, is a compact generator of .
Proof. By the previous proposition, is a local object, and the cofiber
of is in the image of . is compact because is a compact generator of and the functor preserves compact objects [70, 2.9]. ∎
This suggests that we might consider , regarded as an ring spectrum under composition, as an analogue of . Note that by corollary 9.46, is equivalent to the cofiber (in spectra) of the map
However, since can be identified as the collection of infinite matrices with values in that have finitely many elements per row, we need to perform a construction analogous to definition 9.41.
Let
denote the subcategory of consisting of those maps
for , which are locally finite when regarded as elements of the group of -valued -matrices. Since the composition induces on the product of matrices and products of locally finite matrices are locally finite, this specification does indeed define a subcategory of . Furthermore, inherits an enrichment over abelian groups from that of . We now perform a categorical analogue of definition 9.41, using the Eilenberg-Mac Lane functor from categories enriched in abelian groups to spectral categories [69, 5.1.5].
Lemma 9.47. The symmetric monoidal functor is right adjoint to the Eilenberg-MacLane spectrum functor , which is lax symmetric monoidal. It induces a functor
from categories enriched in connective symmetric spectra to categories enriched in abelian groups with right adjoint .
Using this we obtain a morphism of spectral categories
Note that for , the induced map of Eilenberg-Mac Lane spectra
is an equivalence, as finite matrices are locally finite.
We now define spectral categories and as the homotopy pullbacks
Observe that and have the same objects as and , respectively, but .
Proposition 9.48. The spectral functor is a weak equivalence of spectral categories, and there is an equivalence of ring spectra .
Proof. As the functor is actually surjective on objects, it is enough to show that it is fully faithful. This follows from the fact that mapping spectra in the homotopy pullback spectral category are computed as the homotopy pullbacks of the mapping spectra. Applying the long exact sequence to the homotopy pullback
implies the desired equivalence. A similar computation with implies the second statement. ∎
The spectral functor induces a functor (which is not fully faithful)
on -categories of modules.
Carrying out the same analysis as above, we see that the quotient
can be described as modules over , where is the cofiber of the map
(here is regarded as an object of ) and hence as a spectrum is equivalent to the cofiber in spectra of the map
| (9.49) |
Lemma 9.50. There is an equivalence of rings .
Proof. Regarding as a simplicial category, is (by construction) the ring space . Furthermore, we have that
and by construction
Therefore, equation 9.49 implies that as groups there is an isomorphism
where the last isomorphism follows from [33, 5.1]. Finally, the universal property of the cofiber in spectra implies that there is a ring structure induced on induced by the ring structure on quotiented by the two-sided ideal . Inspection of shows that this multiplication coincides with the ring structure on induced by composition. ∎
Based on this, we define
using the setup described above, and we proceed to relate this suspension ring spectrum construction to an -categorical delooping. The basic idea is that our constructions of the suspension rings give (smaller) models of the -categorical cone from definition 9.1 which are more closely related to the suspension ring spectrum .
Proposition 9.51. Let be a connective ring spectrum. We have a natural equivalence of spectra
for any infinite cardinal .
Proof. For any infinite cardinal , there is a natural inclusion map
induced by the fact that any countable wedge of copies of is in , and the latter is closed under retracts and stable under finite colimits. Since the inclusion is compatible with the (Yoneda) inclusion , we have a commutative diagram
Combining this with we obtain the commutative diagram
| (9.52) |
and hence an induced composite map of quotients
By the work above, can be described as a map
Finally, since has countable coproducts, the usual Eilenberg swindle implies that is contractible. We also know that is contractible [33, 6.1,6.3]. Therefore, applying to the commutative diagram, the fact that all of the horizontal sequences are strict-exact allows us to apply theorem 9.10 to conclude that induces an equivalence on -theory spectra. ∎
Proposition 9.51 allows us finally to establish the desired result.
Theorem 9.53. Let be a connective ring spectrum. Then for , the natural map induces isomorphisms .
Proof. Using the proof of proposition 9.51 and mimicking definition 9.6, we can define a spectrum
The conclusion of proposition 9.51 along with diagram 9.52 (which implies compatibility of the structure maps) yields an equivalence . By the argument for [70, 11.7], we see that we can compute the homotopy groups of using a fibrant model that is a spectrum with th space given by the space
Lastly, lemma 9.39 and lemma 9.50 implies that there is an equivalence
Therefore, for , is . ∎
Original source: arXiv:1001.2282v4