ScalingStacks

2 Preliminaries

2.1 The ring RR

Let R=ℤ⁡[c]R=\mathbb{Z}[c] denote the ring of polynomials with integral coefficients. Introduce a ℤ\mathbb{Z}-grading on RR by

deg⁡(1)=0,deg⁡(c)=2.{\mathrm{deg}}(1)=0,\hskip 21.68121pt{\mathrm{deg}}(c)=2. (7)

Denote by R​-mod0R{\mbox{-mod}_{0}} the abelian category of graded RR-modules. Denote the ii-th graded component of an object MM of R​-mod0R{\mbox{-mod}_{0}} by Mi.M_{i}. Morphisms in the category R​-mod0R{\mbox{-mod}_{0}} are grading-preservings homomorphisms of modules. For n∈ℤn\in\mathbb{Z} denote by {n}\{n\} the automorphism of R​-mod0R{\mbox{-mod}_{0}} given by shifting the grading down by n.n. Thus for a graded RR-module N=⊕iNi,N=\oplus_{i}N_{i}, the shifted module N​{n}N\{n\} has graded components N​{n}i=Ni+n.N\{n\}_{i}=N_{i+n}.

In this paper we will sometimes consider graded, rather than just grading-preserving, maps. A map α:M→N\alpha:M\to N of graded RR-modules is called graded of degree ii if α⁡(Mj)⊂Ni+j\alpha(M_{j})\subset N_{i+j} for all j∈ℤ.j\in\mathbb{Z}.

Let R​-modR{\mbox{-mod}} be the category of graded RR-modules and graded maps between them. This category has the same objects as the category R​-mod0,R{\mbox{-mod}_{0}}, but more morphisms. It is not an abelian category.

A graded map α\alpha is a morphism in the category R​-mod0R{\mbox{-mod}_{0}} if and only if the degree of α\alpha is 0.0. At the end we will favor grading-preserving maps and when at some point we look at a graded map α:M→N\alpha:M\to N of degree i,i, later we will make it grading-preserving by appropriately shifting the degree of one of the modules. For example, α\alpha gives rise to a grading-preserving map M→N​{i},M\to N\{i\}, also denoted α.\alpha.

Let MM be a finitely-generated graded RR-module. As an abelian group, MM is the direct sum of its graded components: M=⊕j∈ℤMj,M={\mathop{\oplus}\limits_{j\in\mathbb{Z}}}M_{j}, where each MjM_{j} is a finitely-generated abelian group. Define the graded Euler characteristic χ^​(M)\widehat{\chi}(M) of MM by

χ^​(M)=∑j∈ℤdimℚ​(Mi⊗ℤℚ)​qj\widehat{\chi}(M)=\sum_{j\in\mathbb{Z}}{\mathrm{dim}}_{\mathbb{Q}}(M_{i}\otimes_{\mathbb{Z}}\mathbb{Q})q^{j} (8)

Since

χ^​(R)=1+q2+q4+⋯=11−q2,\widehat{\chi}(R)=1+q^{2}+q^{4}+\dots=\frac{1}{1-q^{2}}, (9)

χ^​(M)\widehat{\chi}(M) is not, in general, a Laurent polynomial in qq, but an element of the Laurent series ring. Moreover, for any MM as above, there are Laurent polynomials a,b∈ℤ⁡[q,q−1]a,b\in\mathbb{Z}[q,q^{-1}] such that

χ^​(M)=a+b1−q2\widehat{\chi}(M)=a+\frac{b}{1-q^{2}} (10)

2.2 The algebra AA

Let AA be a free graded RR-module of rank 22 spanned by 𝟏\mathbf{1} and XX with

deg⁡(𝟏)=1,deg⁡(X)=−1{\mathrm{deg}}(\mathbf{1})=1,\hskip 21.68121pt{\mathrm{deg}}(X)=-1 (11)

We equip AA with a commutative algebra structure with the unit 𝟏\mathbf{1} and multiplication

𝟏​X=X​𝟏=X,X2=0.\mathbf{1}X=X\mathbf{1}=X,X^{2}=0. (12)

We denote by ι\iota the unit map R→AR\to A which sends 11 to 𝟏.\mathbf{1}. This map is a graded map of graded RR-modules and it increases the degree by 1.1.

We equip AA with a coalgebra structure with a coassociative cocommutative comultiplication

Δ⁡(𝟏)\displaystyle\Delta(\mathbf{1}) =𝟏⊗X+X⊗𝟏+c​X⊗X\displaystyle=\mathbf{1}\otimes X+X\otimes\mathbf{1}+cX\otimes X (13)
Δ⁡(X)\displaystyle\Delta(X) =X⊗X\displaystyle=X\otimes X (14)

and a counit

ϵ⁡(𝟏)=−c,ϵ⁡(X)=1.\epsilon(\mathbf{1})=-c,\hskip 36.135pt\epsilon(X)=1. (15)

A,A, equipped with these structures, is not a Hopf algebra. Instead, the identity

Δ∘m=(m⊗Id)∘(Id⊗Δ)\Delta\circ m=(m\otimes\mbox{Id})\circ(\mbox{Id}\otimes\Delta) (16)

holds.

Grading deg,{\mathrm{deg}}, given by (7),(11), induces a grading, also denoted deg,{\mathrm{deg}}, on tensor powers of AA by

deg⁡(a1⊗⋯⊗an)=deg⁡(a1)+⋯+deg⁡(an)​ for ​a1,…,an∈A{\mathrm{deg}}(a_{1}\otimes\dots\otimes a_{n})={\mathrm{deg}}(a_{1})+\dots+{\mathrm{deg}}(a_{n})\mbox{ for }a_{1},\dots,a_{n}\in A (17)

Here and further on all tensor products are taken over the ring RR unless specified otherwise.

We next describe the effect of the structure maps ι,m,ϵ,Δ\iota,m,\epsilon,\Delta on the gradings. We say that a map ff between two graded RR-modules V=⊕VnV=\oplus V_{n} and W=⊕WnW=\oplus W_{n} has degree kk if f⁡(x)∈Wn+kf(x)\in W_{n+k} whenever x∈Vn.x\in V_{n}.

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Proposition 1 Each of the structure maps ι,m,ϵ,Δ\iota,m,\epsilon,\Delta is graded relative to the grading deg.{\mathrm{deg}}. Namely,

deg⁡(ι)=1,deg⁡(m)=−1,deg⁡(ϵ)=1,deg⁡(Δ)=−1.{\mathrm{deg}}(\iota)=1,\hskip 21.68121pt{\mathrm{deg}}(m)=-1,\hskip 21.68121pt{\mathrm{deg}}(\epsilon)=1,\hskip 21.68121pt{\mathrm{deg}}(\Delta)=-1. (18)
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Proposition 2 We have an RR-module decomposition

A⊗A=(A⊗𝟏)⊕Δ⁡(A)A\otimes A=(A\otimes\mathbf{1})\oplus\Delta(A) (19)

which respects the grading deg.{\mathrm{deg}}.

2.3 Algebra AA and (1+1)-dimensional cobordisms

Consider the surfaces S21,S12,S01,S10,S22S_{2}^{1},S_{1}^{2},S_{0}^{1},S_{1}^{0},S_{2}^{2} and S11S_{1}^{1}, depicted below

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Each of these surfaces SabS_{a}^{b} defines a cobordism from a union of aa circles to a union of bb circles. We denote by ℳ\mathcal{M} the category whose objects are closed one-dimensional manifolds and morphisms are two-dimensional cobordisms between these manifolds generated by the above cobordisms. Specifically, objects of ℳ\mathcal{M} are enumerated by nonnegative integers Ob​(ℳ)={n¯|n∈ℤ+}.\mbox{Ob}(\mathcal{M})=\{\overline{n}|n\in\mathbb{Z}_{+}\}. A morphism between n¯\overline{n} and m¯\overline{m} is a compact oriented surface SS with boundary being the union of n+mn+m circles. The boundary circles are split into two sets ∂0S\partial_{0}S and ∂1S\partial_{1}S with ∂0S\partial_{0}S containing nn and ∂1S\partial_{1}S containing mm circles. An ordering of elements of each of these two sets is fixed. The surface SS is presented as a concatenation of disjoint unions of elementary surfaces, depicted above. Morphisms are composed in the usual way by gluing boundary circles. Two morphisms are equal if the surfaces S,TS,T representing these morphisms are diffeomorphic via a diffeomorphism that extends the identification ∂0S≅∂0T,∂1S≅∂1T\partial_{0}S\cong\partial_{0}T,\partial_{1}S\cong\partial_{1}T of their boundaries. ℳ\mathcal{M} is a monoidal category with tensor product of morphisms defined by taking the disjoint union of surfaces.

Let us construct a monoidal functor from ℳ\mathcal{M} to the category R​-mod0R{\mbox{-mod}_{0}} of graded RR-modules and graded module maps. Assign graded RR-module A⊗nA^{\otimes n} to the object n¯\overline{n} and to the elementary surfaces S21,S12,S01,S10,S22,S11S_{2}^{1},S_{1}^{2},S_{0}^{1},S_{1}^{0},S_{2}^{2},S_{1}^{1} assign morphisms m,Δ,ι,ϵ,Perm,Idm,\Delta,\iota,\epsilon,\mbox{Perm},\mbox{Id}

F⁡(S21)=m,F⁡(S12)=Δ,F⁡(S01)=ι,F⁡(S10)=ϵ,F⁡(S22)=Perm,F⁡(S11)=Id,\begin{array}[]{lll}F(S_{2}^{1})=m,&F(S_{1}^{2})=\Delta,&F(S_{0}^{1})=\iota,\\ F(S_{1}^{0})=\epsilon,&F(S_{2}^{2})=\mbox{Perm},&F(S_{1}^{1})=\mbox{Id},\\ \end{array} (20)

where Perm:A⊗A→A⊗A\mbox{Perm}:A\otimes A\to A\otimes A is the permutation map, Perm​(u⊗v)=v⊗u,\mbox{Perm}(u\otimes v)=v\otimes u, and Id is the identity map Id:A→A.\mbox{Id}:A\to A.

To check that FF is well-defined one must verify that for any two ways to glue an arbitrary surface SS in Mor⁡(ℳ){\mathrm{Mor}}(\mathcal{M}) from copies of these six elementary surfaces, the two maps of RR-modules, defined by these two decompositions of S,S, coincide. This follows from the commutative algebra and cocommutative coalgebra axioms of AA and the identity (16).

Remark: Suppose that a surface S∈ℳS\in\mathcal{M} contains a punctured genus two surface as a subsurface. Then F⁡(S)F(S) is the zero map. Indeed, we only need to check this when SS has genus two and one boundary component. Then that F⁡(S)=0F(S)=0 follows from m∘Δ∘m∘Δ=0.m\circ\Delta\circ m\circ\Delta=0.

Maps F⁡(S21),F⁡(S12),F⁡(S01),F⁡(S10),F⁡(S22)F(S_{2}^{1}),F(S_{1}^{2}),F(S_{0}^{1}),F(S_{1}^{0}),F(S_{2}^{2}) and F⁡(S11)F(S_{1}^{1}) between tensor powers of AA are graded relative to deg{\mathrm{deg}} with degrees

deg⁡(F⁡(S21))\displaystyle{\mathrm{deg}}(F(S_{2}^{1})) =\displaystyle= deg⁡(F⁡(S12))=−1,\displaystyle{\mathrm{deg}}(F(S_{1}^{2}))=-1,
deg⁡(F⁡(S01))\displaystyle{\mathrm{deg}}(F(S_{0}^{1})) =\displaystyle= deg⁡(F⁡(S10))=1,\displaystyle{\mathrm{deg}}(F(S_{1}^{0}))=1,
deg⁡(F⁡(S22))\displaystyle{\mathrm{deg}}(F(S_{2}^{2})) =\displaystyle= deg⁡(F⁡(S11)=0CLOSE\displaystyle{\mathrm{deg}}(F(S_{1}^{1})=0

From this we deduce

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Proposition 3 For a surface S∈Mor⁡(ℳ),S\in{\mathrm{Mor}}(\mathcal{M}), the degree of the map F⁡(S)F(S) of graded RR-modules is equal to the Euler characteristic of S.S.

2.4 Kauffman bracket

In this section we review the Kauffman bracket and its relation to the Jones polynomial following Kauffman [Ka]. Fix an orientation of the 3-space ℝ3\mathbb{R}^{3}. A plane projection DD of an oriented link LL in ℝ3\mathbb{R}^{3} is called generic if it has no triple intersections, no tangencies and no cusps. In this paper by a plane projection we will mean a generic plane projection. Given a plane projection D,D, we assign a Laurent polynomial <D>∈ℤ⁡[q,q−1]<D>\in\mathbb{Z}[q,q^{-1}] to DD by the following rules

  1. 1.

    A simple closed loop evaluates to q+q−1:q+q^{-1}:

    [Uncaptioned image]
  2. 2.

    Each over and undercrossing is a linear combination of two simple resolutions of this crossing:

    [Uncaptioned image]
  3. 3.

    <D1​⨆D2>=<D1><D2><D_{1}\bigsqcup D_{2}>=<D_{1}><D_{2}> where <D1​⨆D2><D_{1}\bigsqcup D_{2}> stands for the disjoint union of the diagrams D1D_{1} and D2.D_{2}.

From these rules we deduce that

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Curves of the diagram DD inherit orientations from that of L.L. Let x⁡(D)x(D) be the number of double points in the diagram DD that look like

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and y⁡(D)y(D) the number of double points that look like

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Then the quantity

K⁡(D)=(−1)x⁡(D)​qy⁡(D)−2​x​(D)<D>K(D)=(-1)^{x(D)}q^{y(D)-2x(D)}<D> (21)

does not depend on the choice of a diagram DD of the oriented link LL and is an invariant of L.L. We denote this invariant by K⁡(L).K(L). Up to a simple normalization, K⁡(L)K(L) is the Kauffman bracket of link LL and equal to the Jones polynomial of L.L. The Kauffman bracket, f⁡[L],f[L], as defined in [Ka], is a Laurent polynomial in an indeterminate AA (this AA has no relation to the algebra AA in Section 2.2 of this paper). One easily sees that setting our qq to −A−2-A^{-2} and dividing by (−A2−A−2)(-A^{2}-A^{-2}) we get f⁡[L]f[L]:

K​(L)(q=−A−2)=(−A2−A−2)​f​[L]K(L)_{(q=-A^{-2})}=(-A^{2}-A^{-2})f[L] (22)

In this paper we will call K⁡(L)K(L) the scaled Kauffman bracket.

Let L1,L2L_{1},L_{2} and L3L_{3} be three oriented links that differ as shown below.

[Uncaptioned image]

The rules for computing the Kauffman bracket imply

q−2​K​(L1)−q2​K​(L2)=(q−1−q)​K​(L3)q^{-2}K(L_{1})-q^{2}K(L_{2})=(q^{-1}-q)K(L_{3}) (23)

Moreover, K⁡(L)=q+q−1K(L)=q+q^{-1} if LL is the unknot.

The Jones polynomial V⁡(L)V(L) of an oriented link LL is determined by two properties:

  1. 1.

    The Jones polynomial of the unknot is 1.1.

  2. 2.

    For oriented links L1,L2,L3L_{1},L_{2},L_{3} as above

    t−1​V​(L1)−t​V​(L2)=(t−1t)​V​(L3)t^{-1}V(L_{1})-tV(L_{2})=(\sqrt{t}-\frac{1}{\sqrt{t}})V(L_{3}) (24)

Therefore, the scaled Kauffman bracket and the Jones polynomial are related by

V​(L)t=−q=K⁡(L)q+q−1V(L)_{\sqrt{t}=-q}=\frac{K(L)}{q+q^{-1}} (25)

Original mathematics by the credited authors. Source collection and HTML conversion remain in progress.

Mikhail Khovanov

Original source: arXiv:math/9908171v2