ScalingStacks

2. Preliminaries

2.1. Skein lasagna modules

We start by reviewing the construction of skein lasagna modules from [27, Section 5.2].

Following [27] and [25], for a framed link L⊂ℝ3L\subset{\mathbb{R}}^{3}, we write

KhRN⁡(L)=⨁i,j∈ℤKhRNi,j⁡(L)\operatorname{KhR}_{N}(L)=\bigoplus_{i,j\in{\mathbb{Z}}}\operatorname{KhR}_{N}^{i,j}(L)

for the 𝔤​𝔩N\mathfrak{gl}_{N} version of Khovanov-Rozansky homology. Here, ii denotes the homological grading and jj denotes the quantum grading.

If we have an oriented manifold SS diffeomorphic to the standard 33-sphere S3S^{3}, and a framed link L⊂SL\subset S, we can define a canonical invariant KhRN⁡(S,L)\operatorname{KhR}_{N}(S,L) as in [27, Definition 4.12]. We sometimes drop SS from the notation and simply write KhRN⁡(L)\operatorname{KhR}_{N}(L).

Given a framed cobordism Σ⊂S3×[0,1]\Sigma\subset S^{3}\times[0,1] from L0L_{0} to L1L_{1}, there is an induced map

KhRN⁡(Σ):KhRN⁡(L0)→KhRN⁡(L1)\operatorname{KhR}_{N}(\Sigma)\colon\operatorname{KhR}_{N}(L_{0})\to\operatorname{KhR}_{N}(L_{1})

which is homogeneous of bidegree (0,(1−N)​χ​(Σ))(0,(1-N)\chi(\Sigma)).

Let WW be a four-manifold and L⊂∂WL\subset\partial W a framed link. A lasagna filling F=(Σ,{(Bi,Li,vi)})F=(\Sigma,\{(B_{i},L_{i},v_{i})\}) of WW with boundary LL consists of

  • •

    A finite collection of disjoint 44-balls BiB_{i} (called input balls) embedded in the interior or WW;

  • •

    A framed oriented surface Σ\Sigma properly embedded in W∖∪iBiW\setminus\cup_{i}B_{i}, meeting ∂W\partial W in LL and meeting each ∂Bi\partial B_{i} in a link LiL_{i}; and

  • •

    for each ii, a homogeneous label vi∈KhRN⁡(∂Bi,Li).v_{i}\in\operatorname{KhR}_{N}(\partial B_{i},L_{i}).

The bidegree of a lasagna filling FF is

deg⁡(F):=∑ideg⁡(vi)+(0,(1−N)​χ​(Σ)).\deg(F):=\sum_{i}\deg(v_{i})+(0,(1-N)\chi(\Sigma)).

If WW is a 44-ball, we can define a cobordism map

KhRN⁡(Σ):⨂iKhRN⁡(∂Bi,Li)→KhRN⁡(∂W,L)\operatorname{KhR}_{N}(\Sigma)\colon\bigotimes_{i}\operatorname{KhR}_{N}(\partial B_{i},L_{i})\to\operatorname{KhR}_{N}(\partial W,L)

and an evaluation

KhRN(F):=KhRN(Σ)(⊗ivi)∈Kh(∂W,L).\operatorname{KhR}_{N}(F):=\operatorname{KhR}_{N}(\Sigma)(\otimes_{i}v_{i})\in\operatorname{Kh}(\partial W,L).

We define the skein lasagna module as the bigraded abelian group

𝒮0N(W;L):=ℤ{lasagna fillings F of W with boundary L}/∼\mathcal{S}_{0}^{N}(W;L):={\mathbb{Z}}\{\text{lasagna fillings $F$ of $W$ with boundary $L$}\}/\sim

where ∼\sim is the transitive and linear closure of the following relation:

  1. (a)

    Linear combinations of lasagna fillings are set to be multilinear in the labels viv_{i};

  2. (b)

    Furthermore, two lasagna fillings F1F_{1} and F2F_{2} are set to be equivalent if F1F_{1} has an input ball BiB_{i} with label viv_{i}, and F2F_{2} is obtained from F1F_{1} by replacing BiB_{i} with another lasagna filling F3F_{3} of a 44-ball such that vi=KhRN⁡(F3)v_{i}=\operatorname{KhR}_{N}(F_{3}), followed by an isotopy rel ∂W\partial W (where the isotopy is allowed to move the input balls):

    v k ∼ B i B j F 3 B i B j F 2 F 1 v i v j v j v l

For future reference, here is a useful lemma.

0NFP

Lemma 2.1. Let WW and LL be as above, and fix balls R1,…,RnR_{1},\dots,R_{n}, one in each connected component of WW. Then, the equivalence relation defining 𝒮0N​(W,L)\mathcal{S}_{0}^{N}(W;L) can be alternatively be described as the transitive and linear closure of the following relation:

  • •

    Linear combinations of lasagna fillings are set to be multilinear in the labels viv_{i};

  • •

    Lasagna fillings that are isotopic rel ∂W\partial W are set to be equivalent;

  • •

    Two lasagna fillings are also set to be equivalent if they differ as in (b) above, where the input ball BiB_{i} is one of the chosen balls R1,…,RnR_{1},\dots,R_{n}.

0NFQ

Proof. If F1F_{1} and F2F_{2} are equivalent as in the lemma, let us show that they are equivalent as in the definition of the skein lasagna module. The only new relation is the isotopy, which can be thought of as a particular instance of (b), where B1B_{1} is replaced by a slightly smaller ball with the same decoration (and F3F_{3} is a product cobordism).

Conversely, if F1F_{1} and F2F_{2} are equivalent as in the definition of the skein lasagna module, we only have to consider the case when they are related by (b). We can then isotope BiB_{i} to turn it into the ball RjR_{j} in the same connected component, and view (b) as a combination of the moves in the lemma. ∎

Skein lasagna modules decompose according to relative homology classes, as noted in [25, Section 2.3]:

(1) 𝒮0N​(W,L)=⨁α∈H2​(W,L,ℤ)𝒮0N​(W,L,α).\displaystyle\mathcal{S}_{0}^{N}(W;L)=\bigoplus\limits_{\alpha\in H_{2}(W,L;{\mathbb{Z}})}\mathcal{S}_{0}^{N}(W;L,\alpha).

Observe that in the case where LL is not null-homologous in WW (i.e. [L]≠0∈H1​(W,ℤ)[L]\neq 0\in H_{1}(W;{\mathbb{Z}})), then there are no lasagna fillings, so 𝒮0N​(W,L)=0\mathcal{S}_{0}^{N}(W;L)=0. When [L]=0∈H1​(W,ℤ)[L]=0\in H_{1}(W;{\mathbb{Z}}), consider the boundary map in the long exact sequence of the pair (W,L)(W,L):

∂:H2​(W,L,ℤ)→H1​(L,ℤ).\partial:H_{2}(W,L;{\mathbb{Z}})\to H_{1}(L;{\mathbb{Z}}).

The only classes α∈H2​(W,L,ℤ)\alpha\in H_{2}(W,L;{\mathbb{Z}}) that can contribute non-trivially are those that map to the fundamental class [L]∈H1​(L,ℤ)[L]\in H_{1}(L;{\mathbb{Z}}) under ∂\partial. Let us introduce the notation

H2L​(W,ℤ):=∂−1([L])⊆H2​(W,L,ℤ).H_{2}^{L}(W;{\mathbb{Z}}):=\partial^{-1}([L])\subseteq H_{2}(W,L;{\mathbb{Z}}).

Note that, using the long exact sequence of the pair, the difference of two classes in H2L​(W,ℤ)H_{2}^{L}(W;{\mathbb{Z}}) can be identified with an element of H2​(W,ℤ)H_{2}(W;{\mathbb{Z}}). Thus, H2L​(W,ℤ)H_{2}^{L}(W;{\mathbb{Z}}) is a torsor over H2​(W,ℤ)H_{2}(W;{\mathbb{Z}}); it can be identified with the latter group after choosing a base element in H2L​(W,ℤ)H_{2}^{L}(W;{\mathbb{Z}}).

The decomposition  (1) becomes

(2) 𝒮0N​(W,L)=⨁α∈H2L​(W,ℤ)𝒮0N​(W,L,α).\displaystyle\mathcal{S}_{0}^{N}(W;L)=\bigoplus\limits_{\alpha\in H_{2}^{L}(W;{\mathbb{Z}})}\mathcal{S}_{0}^{N}(W;L,\alpha).

We will use the decomposition (2) in the case of a general link LL; when [L]≠0[L]\neq 0, we have H2L​(W,ℤ)=∅H_{2}^{L}(W;{\mathbb{Z}})=\emptyset and 𝒮0N​(W,L)=0\mathcal{S}_{0}^{N}(W;L)=0.

2.2. Gluing and cobordisms

Let us consider two four-manifolds WW and ZZ that have some part YY of their boundaries in common, as follows:

∂W=Y∐Y0,∂Z=(−Y)∐Y1,\partial W=Y\amalg Y_{0},\ \ \partial Z=(-Y)\amalg Y_{1},

where ∐\amalg denotes disjoint union. We can glue WW and ZZ along YY to form a new four-manifold W∪ZW\cup Z with boundary Y0∐Y1Y_{0}\amalg Y_{1}. Suppose we are also given links L0⊂Y0L_{0}\subset Y_{0}, L1⊂Y1L_{1}\subset Y_{1} and L⊂YL\subset Y. Let L¯⊂−Y\overline{L}\subset-Y denote the mirror reverse of LL. Then, we have a map

(3) Ψ:𝒮0N​(W,L∪L0)⊗𝒮0N​(Z,L¯∪L1)→𝒮0N​(W∪Z,L0∪L1)\Psi:\mathcal{S}_{0}^{N}(W;L\cup L_{0})\otimes\mathcal{S}_{0}^{N}(Z;\overline{L}\cup L_{1})\to\mathcal{S}_{0}^{N}(W\cup Z;L_{0}\cup L_{1})

obtained by gluing lasagna fillings along LL:

[F]⊗[G]↦[F∪G].[F]\otimes[G]\mapsto[F\cup G].

It is easy to see that if two lasagna fillings F1F_{1} and F2F_{2} are equivalent in WW, and G1G_{1} and G2G_{2} are equivalent in ZZ, then F1∪G1F_{1}\cup G_{1} and F2∪G2F_{2}\cup G_{2} are equivalent in W∪ZW\cup Z, so (3) is well-defined.

Starting from here, we see that skein lasagna modules are functorial under inclusions, in the following sense. We consider the case when Y0=∅Y_{0}=\emptyset, and we fix a lasagna filling GG of ZZ with boundary L¯∪L1\overline{L}\cup L_{1}. We can think of ZZ as a cobordism from Y=∂WY=\partial W to Y1Y_{1}. Then, there is an induced cobordism map

(4) ΨZ;G=Ψ(⋅⊗[G]):𝒮0N(W;L)→𝒮0N(W∪Z;L1).\Psi_{Z;G}=\Psi(\cdot\otimes[G]):\mathcal{S}_{0}^{N}(W;L)\to\mathcal{S}_{0}^{N}(W\cup Z;L_{1}).

Observe that the maps (4) behave well with respect to compositions:

(5) ΨZ′;G′∘ΨZ;G=ΨZ∪Z′;G∪G′.\Psi_{Z^{\prime};G^{\prime}}\circ\Psi_{Z;G}=\Psi_{Z\cup Z^{\prime};G\cup G^{\prime}}.

Furthermore, in terms of the decompositions (2), given α∈H2L​(W,ℤ)\alpha\in H^{L}_{2}(W;{\mathbb{Z}}), by attaching to it the class of GG in H2L∪L1​(Z,ℤ)H_{2}^{L\cup L_{1}}(Z;{\mathbb{Z}}) we get a class α1∈H2L1​(W∪Z,ℤ)\alpha_{1}\in H_{2}^{L_{1}}(W\cup Z;{\mathbb{Z}}). Then, ΨZ;G\Psi_{Z;G} maps 𝒮0N​(W,L,α)\mathcal{S}_{0}^{N}(W;L,\alpha) to 𝒮0N​(W∪Z,L1,α1)\mathcal{S}_{0}^{N}(W\cup Z;L_{1},\alpha_{1}). We let

(6) ΨZ;G,α:𝒮0N​(W,L,α)→𝒮0N​(W∪Z,L1,α1)\Psi_{Z;G,\alpha}:\mathcal{S}_{0}^{N}(W;L,\alpha)\to\mathcal{S}_{0}^{N}(W\cup Z;L_{1},\alpha_{1})

denote the restriction of ΨZ;G\Psi_{Z;G}.

When the lasagna filling GG consists of a surface SS (an embedded cobordism S⊂ZS\subset Z from LL to L1L_{1}) with no input balls, we will simply write ΨZ;S,α\Psi_{Z;S,\alpha} for ΨZ;G,α\Psi_{Z;G,\alpha}. Furthermore, we could decorate SS with nn dots at a chosen location, for 0≤n≤N−10\leq n\leq N-1, as usual in 𝔤​𝔩N\mathfrak{gl}_{N} foams; cf. [27, Example 2.3]. This corresponds to constructing a lasagna filling S(n∙)S(n\bullet) with nn input balls intersecting SS along unknots, each decorated with the generator

X∈KhRN⁡(U)≅ℤ⁡[X]/(XN).X\in\operatorname{KhR}_{N}(U)\cong{\mathbb{Z}}[X]/(X^{N}).

(This filling is equivalent to one where we consider a single input ball intersecting SS in an unknot, decorated with XnX^{n}.) When the chosen location of the dot placement is clear from the context, then we denote the corresponding map by

(7) ΨZ;S(n∙),α:𝒮0N(W;L,α)→𝒮0N(W∪Z;L1,α1).\Psi_{Z;S(n\bullet),\alpha}:\mathcal{S}_{0}^{N}(W;L,\alpha)\to\mathcal{S}_{0}^{N}(W\cup Z;L_{1},\alpha_{1}).

2.3. Kirby diagrams

Let WW be a smooth, oriented, connected, compact four-manifold (possibly with boundary). By standard Morse theory, WW can be decomposed into kk-handles for k=0,…,4k=0,\dots,4, arranged according to their index kk. Furthermore, without loss of generality, we can arrange so that there is a unique 0-handle, and the number of 4-handles is either 00 or 11, according to whether WW has empty boundary or not.

Denote the numbers of 11-, 22- and 3-handles by mm, nn and pp, respectively. After attaching the 1-handles to the 0-handle we get the handlebody ♮m​(S1×B3)\natural^{m}(S^{1}\times B^{3}), with boundary #m​(S1×S2)\#^{m}(S^{1}\times S^{2}). (Here, ♮\natural denotes the boundary connected sum, and #\# the usual interior connected sum.) The attaching circles for the 2-handles form a link

K⊂#m​(S1×S2),K\subset\#^{m}(S^{1}\times S^{2}),

with components K1,…,KnK_{1},\dots,K_{n}. The link also has a framing, which specifies how the 2-handles are attached. Once these are attached, the boundary of the resulting manifold must be of the form Y​#​p​(S1×S2)Y\#p(S^{1}\times S^{2}). Attaching the 3-handles gets rid of the pp summands of S1×S2S^{1}\times S^{2}, so the resulting boundary is some 33-manifold YY. In the case ∂W≠∅\partial W\neq\emptyset, we stop here and we have ∂W=Y\partial W=Y. In the case where WW is closed, we must have Y=S3Y=S^{3} and we attach the 4-handle (a four-ball) to S3S^{3} at the last step to eliminate the boundary.

The handle decomposition allows us to represent WW by a Kirby diagram. This consists of drawing #m​(S1×S2)\#^{m}(S^{1}\times S^{2}) as mm pairs of spheres in ℝ3{\mathbb{R}}^{3}, where we think of the spheres in each pair as identified to produce a 1-handle (and we also add the point at infinity to ℝ3{\mathbb{R}}^{3}). We then draw a picture of the attaching link KK for the 2-handles, where the link can go through the 1-handles. The framing of KK can be specified by drawing parallel copies of the components of KK. (The components that don’t go through the 1-handles can be viewed as living in S3S^{3}; for those, an alternative way to specify the framing is by an integer, which is the difference between the given framing and the Seifert framing.) To determine WW, in principle we should also specify the attaching spheres for the 3-handles. These are usually not drawn in the Kirby diagram. In the case where ∂W=∅\partial W=\emptyset, this leaves no ambiguity, because there is a unique way to fill #p​(S1×S2)\#^{p}(S^{1}\times S^{2}) by 3-handles and then by a 4-handle.

For example, we show here a Kirby diagram of W=ℂ​ℙ2​#​ℂ​ℙ2W=\mathbb{CP}^{2}\#\mathbb{CP}^{2} with one 1-handle and three 2-handles. For the attaching curve of the 2-handle that goes through the 1-handle, we specified the framing by drawing a parallel copy by a dashed curve; for the other 2-handles, we used numbers:

Original paper diagram 2 1 Original paper diagram

For more details about the subject, we refer to the book [10].

Original mathematics by the credited authors. Source collection and HTML conversion remain in progress.

Ciprian Manolescu, Kevin Walker, Paul Wedrich

Original source: arXiv:2206.04616v2